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|4May 11, 9:07 PM ET

MATTSON TECHNOLOGY INC 4

4 · MATTSON TECHNOLOGY INC · Filed May 11, 2016

Insider Transaction Report

Form 4
Period: 2016-05-11
MATTSON TECHNOLOGY INCMTSN
Purvis Tyler Wayne
Chief Accounting Officer
Transactions
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2016-05-11$3.80/sh−40,000$152,000→ 181,167 total
    Exercise: $2.73From: 2013-03-14Exp: 2019-03-14→ Common Stock (40,000 underlying)
  • Disposition to Issuer

    Common Stock

    2016-05-11$3.80/sh−40,611$154,322→ 0 total
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2016-05-11$3.80/sh−28,208$107,190→ 226,792 total
    Exercise: $1.17From: 2013-04-04Exp: 2020-03-04→ Common Stock (28,208 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2016-05-11$3.80/sh−75,000$285,000→ 106,167 total
    Exercise: $0.90From: 2014-01-31Exp: 2019-10-31→ Common Stock (75,000 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2016-05-11$3.80/sh−15,626$59,379→ 59,375 total
    Exercise: $1.17From: 2016-06-04Exp: 2020-03-04→ Common Stock (15,626 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2016-05-11$3.80/sh−10,000$38,000→ 49,375 total
    Exercise: $2.49From: 2014-04-20Exp: 2021-03-20→ Common Stock (10,000 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2016-05-11$3.80/sh−10,937$41,561→ 24,063 total
    Exercise: $3.29From: 2015-02-15Exp: 2022-01-15→ Common Stock (10,937 underlying)
  • Disposition to Issuer

    Restricted Stock Units (right to acquire)

    2016-05-11$3.80/sh−39,063$148,439→ 0 total
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2016-05-11$3.80/sh−5,625$21,375→ 221,167 total
    Exercise: $2.49From: 2014-04-20Exp: 2021-03-20→ Common Stock (5,625 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2016-05-11$3.80/sh−31,166$118,431→ 75,001 total
    Exercise: $1.17From: 2013-04-04Exp: 2020-03-04→ Common Stock (31,166 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2016-05-11$3.80/sh−14,375$54,625→ 35,000 total
    Exercise: $2.49From: 2016-05-20Exp: 2021-03-20→ Common Stock (14,375 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2016-05-11$3.80/sh−24,063$91,439→ 0 total
    Exercise: $3.29From: 2016-05-15Exp: 2022-01-15→ Common Stock (24,063 underlying)
Footnotes (4)
  • [F1]Pursuant to the Agreement and Plan of Merger providing for the merger of Dragon Acquisition Sub, Inc., an indirect subsidiary of Beijing E-town Dragon Semiconductor Industry Investment Center (Limited Partnership), with and into Mattson Technology, Inc., each share of Mattson's common stock will be cancelled and converted into the right to receive $3.80 in cash, without interest.
  • [F2]Pursuant to the Merger Agreement, each restricted stock unit was converted into the right to receive cash equal to $3.80, subject to the same vesting terms and conditions as the original restricted stock unit grant.
  • [F3]Pursuant to the Merger Agreement, each option to purchase common stock was converted into the right to receive cash, without interest, equal to $3.80, less the per share exercise price.
  • [F4]Pursuant to the Merger Agreement, each option to purchase common stock was converted into the right to receive cash equal to $3.80 less the per share exercise price, subject to the same vesting terms and conditions as the original option grant.

Documents

1 file
  • 4
    wf-form4_146301522167005.xmlPrimary

    FORM 4