4//SEC Filing
MATTSON TECHNOLOGY INC 4
Accession 0001628280-16-016202
CIK 0000928421operating
Filed
May 10, 8:00 PM ET
Accepted
May 11, 9:07 PM ET
Size
27.7 KB
Accession
0001628280-16-016202
Insider Transaction Report
Form 4
Purvis Tyler Wayne
Chief Accounting Officer
Transactions
- Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−40,000$152,000→ 181,167 totalExercise: $2.73From: 2013-03-14Exp: 2019-03-14→ Common Stock (40,000 underlying) - Disposition to Issuer
Common Stock
2016-05-11$3.80/sh−40,611$154,322→ 0 total - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−28,208$107,190→ 226,792 totalExercise: $1.17From: 2013-04-04Exp: 2020-03-04→ Common Stock (28,208 underlying) - Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−75,000$285,000→ 106,167 totalExercise: $0.90From: 2014-01-31Exp: 2019-10-31→ Common Stock (75,000 underlying) - Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−15,626$59,379→ 59,375 totalExercise: $1.17From: 2016-06-04Exp: 2020-03-04→ Common Stock (15,626 underlying) - Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−10,000$38,000→ 49,375 totalExercise: $2.49From: 2014-04-20Exp: 2021-03-20→ Common Stock (10,000 underlying) - Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−10,937$41,561→ 24,063 totalExercise: $3.29From: 2015-02-15Exp: 2022-01-15→ Common Stock (10,937 underlying) - Disposition to Issuer
Restricted Stock Units (right to acquire)
2016-05-11$3.80/sh−39,063$148,439→ 0 total - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−5,625$21,375→ 221,167 totalExercise: $2.49From: 2014-04-20Exp: 2021-03-20→ Common Stock (5,625 underlying) - Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−31,166$118,431→ 75,001 totalExercise: $1.17From: 2013-04-04Exp: 2020-03-04→ Common Stock (31,166 underlying) - Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−14,375$54,625→ 35,000 totalExercise: $2.49From: 2016-05-20Exp: 2021-03-20→ Common Stock (14,375 underlying) - Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−24,063$91,439→ 0 totalExercise: $3.29From: 2016-05-15Exp: 2022-01-15→ Common Stock (24,063 underlying)
Footnotes (4)
- [F1]Pursuant to the Agreement and Plan of Merger providing for the merger of Dragon Acquisition Sub, Inc., an indirect subsidiary of Beijing E-town Dragon Semiconductor Industry Investment Center (Limited Partnership), with and into Mattson Technology, Inc., each share of Mattson's common stock will be cancelled and converted into the right to receive $3.80 in cash, without interest.
- [F2]Pursuant to the Merger Agreement, each restricted stock unit was converted into the right to receive cash equal to $3.80, subject to the same vesting terms and conditions as the original restricted stock unit grant.
- [F3]Pursuant to the Merger Agreement, each option to purchase common stock was converted into the right to receive cash, without interest, equal to $3.80, less the per share exercise price.
- [F4]Pursuant to the Merger Agreement, each option to purchase common stock was converted into the right to receive cash equal to $3.80 less the per share exercise price, subject to the same vesting terms and conditions as the original option grant.
Documents
Issuer
MATTSON TECHNOLOGY INC
CIK 0000928421
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000928421
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 9:07 PM ET
- Size
- 27.7 KB