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4//SEC Filing

LIFELOCK, INC. 4

Accession 0001628280-16-017587

CIK 0001383871operating

View on SEC.gov Company Profile

Filed

Jul 11, 8:00 PM ET

Accepted

Jul 12, 7:39 PM ET

Size

18.8 KB

Accession

0001628280-16-017587

Insider Transaction Report

Form 4

Period: 2016-07-08

LIFELOCK, INC.LOCK

Chief Financial Officer

Transactions

Sale
COMMON STOCK
2016-07-08$16.00/sh−6,000$96,000→ 190,385 total
Exercise/Conversion
COMMON STOCK
2016-07-08$3.79/sh+6,000$22,740→ 196,385 total
Exercise/Conversion
EMPLOYEE STOCK OPTION (RIGHT TO BUY)
2016-07-11−7,500→ 150,000 total
Exercise: $5.20Exp: 2022-03-29→ COMMON STOCK (7,500 underlying)
Sale
COMMON STOCK
2016-07-11$16.01/sh−4,000$64,040→ 190,385 total
Sale
COMMON STOCK
2016-07-11$16.01/sh−7,500$120,075→ 190,385 total
Exercise/Conversion
EMPLOYEE STOCK OPTION (RIGHT TO BUY)
2016-07-11−4,000→ 104,000 total
Exercise: $3.79Exp: 2021-02-10→ COMMON STOCK (4,000 underlying)
Exercise/Conversion
COMMON STOCK
2016-07-11$3.79/sh+4,000$15,160→ 194,385 total
Exercise/Conversion
COMMON STOCK
2016-07-11$5.20/sh+7,500$39,000→ 197,885 total
Exercise/Conversion
EMPLOYEE STOCK OPTION (RIGHT TO BUY)
2016-07-08−6,000→ 108,000 total
Exercise: $3.79Exp: 2021-02-10→ COMMON STOCK (6,000 underlying)

Footnotes (4)

[F1]The shares were sold pursuant to a 10b5-1 trading plan.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.02, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]25% of the total number of shares underlying this option vested on January 10, 2012. The remaining shares underlying this option vested at a rate of 1/48 of the total number of shares underlying this option on the tenth of each month thereafter for a period of 36 months.
[F4]1,359 shares underlying this option vested monthly between April 29, 2012 and February 28, 2015 followed by 8,649 shares underlying this option vested monthly between March 29, 2015 and March 29, 2016.

Documents

1 file

4
wf-form4_146836677203533.xmlPrimary
FORM 4

Issuer

LIFELOCK, INC.

CIK 0001383871

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001383871

Filing Metadata

Form type: 4
Filed: Jul 11, 8:00 PM ET
Accepted: Jul 12, 7:39 PM ET
Size: 18.8 KB

View on SEC.gov