4//SEC Filing
Ellington Financial LLC 4
Accession 0001628280-16-019595
$EFCCIK 0001411342operating
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 4:34 PM ET
Size
9.5 KB
Accession
0001628280-16-019595
Insider Transaction Report
Form 4
Resendez Edward
Director
Transactions
- Award
LTIP Units
2016-09-13+2,801→ 14,577 total→ Common shares representing ltd liability company interests (2,801 underlying)
Footnotes (2)
- [F1]Represents a separate non-voting class of limited liability company interests ("LTIP Units") of Ellington Financial LLC (the "Company"), which are structured as profits interests. The LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Issuer's 2007 Incentive Plan for Individuals.
- [F2]The 2,801 LTIP Units remain forfeitable, subject to the reporting person's continued service as a member of the board of directors of the Company, until September 12, 2017. After the applicable forfeiture restrictions lapse, the LTIP Units may be converted at the election of the holder, into common shares representing limited liability interests of the Company ("Common Shares") on a one-for-one basis. The rights to convert LTIP Units into Common Shares do not have expiration dates.
Issuer
Ellington Financial LLC
CIK 0001411342
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001411342
Filing Metadata
- Form type
- 4
- Filed
- Sep 14, 8:00 PM ET
- Accepted
- Sep 15, 4:34 PM ET
- Size
- 9.5 KB