United Financial Bancorp, Inc. 4

4 · United Financial Bancorp, Inc. · Filed Sep 16, 2016

Insider Transaction Report

Form 4

Period: 2016-09-14

United Financial Bancorp, Inc.UBNK

Lefurge Raymond H Jr

Director

Transactions

Exercise/Conversion
Common Stock
2016-09-14$11.72/sh+6,071$71,152→ 74,510 total
Sale
Common Stock
2016-09-14$13.53/sh−5,310$71,833→ 69,200 total
Exercise/Conversion
Common Stock
2016-09-15$11.72/sh+1,512$17,721→ 70,712 total
Sale
Common Stock
[F1][F2][F3][F4][F5]
2016-09-15$13.51/sh−1,325$17,895→ 69,387 total
Exercise of In-Money
Stock Options
2016-09-14$11.72/sh−6,071$71,152→ 1,512 total
Exercise: $11.72From: 2008-12-13Exp: 2016-12-13→ Common Stock (6,071 underlying)
Exercise of In-Money
Stock Options
2016-09-15$11.72/sh−1,512$17,721→ 0 total
Exercise: $11.72From: 2008-12-13Exp: 2016-12-13→ Common Stock (1,512 underlying)

Holdings

Common Stock
(indirect: By Spouse)
11,502.871
Common Stock
(indirect: By IRA)
238.8
Stock Options
[F6]
Exercise: $7.90From: 2008-02-20Exp: 2018-02-20→ Common Stock (5,308 underlying)
5,308
Stock Options
[F7]
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (5,308 underlying)
5,308
Stock Options
[F8]
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (5,308 underlying)
5,308
Stock Options
[F9]
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (2,017 underlying)
2,017
Stock Options
[F10]
Exercise: $10.99From: 2013-06-21Exp: 2022-06-21→ Common Stock (5,682 underlying)
5,682

Footnotes (10)

[F1]Includes 10,265 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan on June 21, 2012, and shall vest on the first annual anniversary of the grant date.
[F10]Stock Options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
[F2]Includes 13,000 shares held jointly with wife.
[F3]Includes 1,698 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date. Pursuant to the Agreement and Plan of the Merger, dated November 14, 2013, at legal close on April 30,2014, all shares became 100% vested.
[F4]Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan which vested on the first annual anniversary of the June 20, 2014 grant date.
[F5]Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the November 18, 2015 grant date.
[F6]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
[F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
[F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested.
[F9]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested.

Signature

/s/ Marliese L. Shaw by POA|2016-09-16

Documents

1 file

4
wf-form4_147405667387159.xmlPrimary
FORM 4