APPLE INC 4

4 · APPLE INC · Filed Apr 4, 2017

Form 4

Period: 2017-04-01

Senior Vice President

Transactions

Gift
Common Stock
2017-04-01−48,032→ 0 total
Exercise/Conversion
Common Stock
2017-04-01+94,010→ 94,246 total
Exercise/Conversion
Restricted Stock Unit
2017-04-01−53,055→ 53,055 total
→ Common Stock (53,055 underlying)
Tax Payment
Common Stock
2017-04-01$143.66/sh−46,214$6,639,103→ 48,032 total
Gift
Common Stock
2017-04-01+48,032→ 49,496 total(indirect: By Trust)
Exercise/Conversion
Restricted Stock Unit
2017-04-01−40,955→ 81,908 total
→ Common Stock (40,955 underlying)

Footnotes (6)

[F1]Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
[F2]The number of securities reported reflects the acquisition on January 31, 2017 of 236 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2016 through January 31, 2017.
[F3]Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold.
[F4]These entries reflect the transfer of securities by the reporting person to a family trust.
[F5]This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, 53,055 restricted stock units vested on April 1, 2017, and 53,055 restricted stock units are scheduled to vest on April 1, 2018, assuming continued employment through the applicable vesting date.
[F6]This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017, and 40,954 restricted stock units are scheduled to vest on each of April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

Documents

1 file