4//SEC Filing
Dudley Gardner H 4
Accession 0001628280-17-009698
CIK 0001235468other
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 5:02 PM ET
Size
35.2 KB
Accession
0001628280-17-009698
Insider Transaction Report
Form 4
Dudley Gardner H
Pres, Capital Assets Group
Transactions
- Other
Employee Stock Grant
2017-10-02$5.80/sh−6,073$35,223→ 12,145 totalExercise: $10.41Exp: 2024-10-01→ Common Stock (18,218 underlying) - Other
Common Stock
2017-10-02$5.80/sh+17,868$103,634→ 45,935 total - Other
Employee Stock Grant
2017-10-02$5.80/sh−416$2,413→ 0 totalExercise: $21.99Exp: 2023-11-27→ Common Stock (416 underlying) - Other
Employee Stock Grant
2017-10-02$5.80/sh−6,250$36,250→ 6,250 totalExercise: $12.57Exp: 2024-10-27→ Common Stock (12,500 underlying) - Tax Payment
Common Stock
2017-10-02$5.80/sh−3,856$22,365→ 42,079 total - Other
Employee Stock Grant
2017-10-02$5.80/sh−5,129$29,748→ 10,257 totalExercise: $6.63Exp: 2025-10-01→ Common Stock (15,386 underlying) - Tax Payment
Common Stock
2017-10-03$5.80/sh−522$3,028→ 41,557 total
Holdings
- 2,211
Employee Stock Grant
Exercise: $15.47Exp: 2020-11-30→ Common Stock (2,211 underlying) - 5,527
Employee Stock Grant
Exercise: $13.57Exp: 2024-05-14→ Common Stock (5,527 underlying) - 4,850
Employee Stock Option
Exercise: $8.30Exp: 2026-10-01→ Common Stock (4,850 underlying) - 3,519
Employee Stock Option
Exercise: $21.99Exp: 2023-11-27→ Common Stock (3,519 underlying) - 3,188
Employee Stock Option
Exercise: $13.35Exp: 2020-06-16→ Common Stock (3,188 underlying) - 3,519
Employee Stock Option
Exercise: $21.99Exp: 2023-11-27→ Common Stock (3,519 underlying) - 5,129
Employee Stock Grant
Exercise: $5.11Exp: 2025-10-01→ Common Stock (5,129 underlying) - 7,338
Employee Stock Option
Exercise: $10.41Exp: 2024-10-01→ Common Stock (7,338 underlying) - 11,245
Employee Stock Option
Exercise: $6.63Exp: 2025-10-01→ Common Stock (11,245 underlying) - 4,850
Employee Stock Option
Exercise: $8.30Exp: 2026-10-01→ Common Stock (4,850 underlying) - 1,661
Employee Stock Grant
Exercise: $21.99Exp: 2023-11-27→ Common Stock (1,661 underlying) - 2,811
Employee Stock Option
Exercise: $6.63Exp: 2025-10-01→ Common Stock (2,811 underlying) - 8,150
Employee Stock Grant
Exercise: $8.30Exp: 2026-10-01→ Common Stock (8,150 underlying) - 8,150
Employee Stock Grant
Exercise: $8.30Exp: 2026-10-01→ Common Stock (8,150 underlying)
Footnotes (15)
- [F1]Represents the vesting of restricted stock.
- [F10]Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.
- [F11]Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F12]Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F13]Twenty-five percent of this option grant vested on October 1, 2016 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- [F14]Twenty-five percent of this restricted stock grant will vest on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020.
- [F15]18/48th of this option grant will vest on April 1, 2018 and thereafter 1/48th of the option grant will vest each month for thirty months.
- [F2]Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.
- [F3]These options became fully vested on June 1, 2014.
- [F4]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- [F5]Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- [F6]These options became fully vested on October 1, 2017.
- [F7]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- [F8]Fifty percent of this restricted stock grant vested on November 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on November 1 of each year for two years.
- [F9]Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Documents
Issuer
LIQUIDITY SERVICES INC
CIK 0001235468
Entity typeother
Related Parties
1- filerCIK 0001621432
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 5:02 PM ET
- Size
- 35.2 KB