GOUW RANZETTA THERESIA 4
4 · FORESCOUT TECHNOLOGIES, INC · Filed Nov 2, 2017
Insider Transaction Report
Form 4
GOUW RANZETTA THERESIA
Director
Transactions
- Conversion
Common Stock
2017-10-31+101,810→ 117,027 total(indirect: See footnote) - Conversion
Series F Convertible Preferred Stock
2017-10-31−89,841→ 0 total(indirect: See footnote)→ Common Stock (89,841 underlying) - Conversion
Series G Convertible Preferred Stock
2017-10-31−83,552→ 0 total(indirect: See footnote)→ Common Stock (83,552 underlying) - Conversion
Common Stock
2017-10-31+500,975→ 575,856 total(indirect: See footnote) - Conversion
Series F Convertible Preferred Stock
2017-10-31−18,258→ 0 total(indirect: See footnote)→ Common Stock (18,258 underlying) - Conversion
Series G Convertible Preferred Stock
2017-10-31−411,134→ 0 total(indirect: See footnote)→ Common Stock (411,134 underlying)
Footnotes (4)
- [F1]The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F2]Subject to certain adjustments, the Series G Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F3]The reported shares are held of record by Aspect Ventures, L.P. ("Aspect Ventures"). As a managing partner of Aspect Ventures Management, LLC ("Aspect Management"), the general partner of Aspect Ventures, the reporting person shares voting and dispositive power with respect to the shares held by Aspect Ventures. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of any individual pecuniary interest therein.
- [F4]The reported shares are held of record by Aspect Ventures 1-A, L.P. ("Aspect 1-A"). As a managing partner of Aspect Management, the general partner of Aspect 1-A, the reporting person shares voting and dispositive power with respect to the shares held by Aspect 1-A. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of any individual pecuniary interest therein.