Home/Filings/4/0001628280-17-010675
4//SEC Filing

PATTERSON ARTHUR C 4

Accession 0001628280-17-010675

CIK 0001145057other

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 4:06 PM ET

Size

60.1 KB

Accession

0001628280-17-010675

Insider Transaction Report

Form 4
Period: 2017-10-31
Transactions
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31183,3080 total(indirect: See footnote)
    Common Stock (183,308 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314,5370 total(indirect: See footnote)
    Common Stock (239,282 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-316,0210 total(indirect: See footnote)
    Common Stock (317,547 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-315210 total(indirect: See footnote)
    Common Stock (27,476 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31953,7370 total(indirect: See footnote)
    Common Stock (953,737 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31187,3460 total(indirect: See footnote)
    Common Stock (187,346 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3115,8750 total(indirect: See footnote)
    Common Stock (15,875 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31777,6120 total(indirect: See footnote)
    Common Stock (777,612 underlying)
  • Conversion

    Common Stock

    2017-10-31+320,654320,654 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3123,1000 total(indirect: See footnote)
    Common Stock (1,218,301 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-312,0000 total(indirect: See footnote)
    Common Stock (105,480 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311,1820 total(indirect: See footnote)
    Common Stock (62,338 underlying)
  • Conversion

    Common Stock

    2017-10-31+3,703,2613,703,261 total(indirect: See footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3182,5970 total(indirect: See footnote)
    Common Stock (82,597 underlying)
  • Conversion

    Common Stock

    2017-10-31+727,365727,365 total(indirect: See footnote)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3136,0070 total(indirect: See footnote)
    Common Stock (36,007 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3149,6500 total(indirect: See footnote)
    Common Stock (49,650 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31152,7420 total(indirect: See footnote)
    Common Stock (152,742 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3167,3360 total(indirect: See footnote)
    Common Stock (67,336 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-31252,7560 total(indirect: See footnote)
    Common Stock (252,756 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3121,8900 total(indirect: See footnote)
    Common Stock (21,890 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    25,000
Transactions
  • Conversion

    Common Stock

    2017-10-31+320,654320,654 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3123,1000 total(indirect: See footnote)
    Common Stock (1,218,301 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-31252,7560 total(indirect: See footnote)
    Common Stock (252,756 underlying)
  • Conversion

    Common Stock

    2017-10-31+3,703,2613,703,261 total(indirect: See footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31187,3460 total(indirect: See footnote)
    Common Stock (187,346 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3182,5970 total(indirect: See footnote)
    Common Stock (82,597 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31777,6120 total(indirect: See footnote)
    Common Stock (777,612 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31152,7420 total(indirect: See footnote)
    Common Stock (152,742 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3149,6500 total(indirect: See footnote)
    Common Stock (49,650 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-312,0000 total(indirect: See footnote)
    Common Stock (105,480 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-315210 total(indirect: See footnote)
    Common Stock (27,476 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31953,7370 total(indirect: See footnote)
    Common Stock (953,737 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-316,0210 total(indirect: See footnote)
    Common Stock (317,547 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311,1820 total(indirect: See footnote)
    Common Stock (62,338 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31183,3080 total(indirect: See footnote)
    Common Stock (183,308 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3115,8750 total(indirect: See footnote)
    Common Stock (15,875 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3121,8900 total(indirect: See footnote)
    Common Stock (21,890 underlying)
  • Conversion

    Common Stock

    2017-10-31+727,365727,365 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314,5370 total(indirect: See footnote)
    Common Stock (239,282 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3136,0070 total(indirect: See footnote)
    Common Stock (36,007 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3167,3360 total(indirect: See footnote)
    Common Stock (67,336 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    25,000
Transactions
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-315210 total(indirect: See footnote)
    Common Stock (27,476 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31953,7370 total(indirect: See footnote)
    Common Stock (953,737 underlying)
  • Conversion

    Common Stock

    2017-10-31+3,703,2613,703,261 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314,5370 total(indirect: See footnote)
    Common Stock (239,282 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31187,3460 total(indirect: See footnote)
    Common Stock (187,346 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3182,5970 total(indirect: See footnote)
    Common Stock (82,597 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3115,8750 total(indirect: See footnote)
    Common Stock (15,875 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31777,6120 total(indirect: See footnote)
    Common Stock (777,612 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31152,7420 total(indirect: See footnote)
    Common Stock (152,742 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311,1820 total(indirect: See footnote)
    Common Stock (62,338 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-31252,7560 total(indirect: See footnote)
    Common Stock (252,756 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3149,6500 total(indirect: See footnote)
    Common Stock (49,650 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3121,8900 total(indirect: See footnote)
    Common Stock (21,890 underlying)
  • Conversion

    Common Stock

    2017-10-31+320,654320,654 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3123,1000 total(indirect: See footnote)
    Common Stock (1,218,301 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3136,0070 total(indirect: See footnote)
    Common Stock (36,007 underlying)
  • Conversion

    Common Stock

    2017-10-31+727,365727,365 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-312,0000 total(indirect: See footnote)
    Common Stock (105,480 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-316,0210 total(indirect: See footnote)
    Common Stock (317,547 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31183,3080 total(indirect: See footnote)
    Common Stock (183,308 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3167,3360 total(indirect: See footnote)
    Common Stock (67,336 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    25,000
Transactions
  • Conversion

    Common Stock

    2017-10-31+320,654320,654 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3123,1000 total(indirect: See footnote)
    Common Stock (1,218,301 underlying)
  • Conversion

    Common Stock

    2017-10-31+3,703,2613,703,261 total(indirect: See footnote)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31183,3080 total(indirect: See footnote)
    Common Stock (183,308 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31777,6120 total(indirect: See footnote)
    Common Stock (777,612 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-31252,7560 total(indirect: See footnote)
    Common Stock (252,756 underlying)
  • Conversion

    Common Stock

    2017-10-31+727,365727,365 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314,5370 total(indirect: See footnote)
    Common Stock (239,282 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31187,3460 total(indirect: See footnote)
    Common Stock (187,346 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3115,8750 total(indirect: See footnote)
    Common Stock (15,875 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3167,3360 total(indirect: See footnote)
    Common Stock (67,336 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3121,8900 total(indirect: See footnote)
    Common Stock (21,890 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31953,7370 total(indirect: See footnote)
    Common Stock (953,737 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3136,0070 total(indirect: See footnote)
    Common Stock (36,007 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-315210 total(indirect: See footnote)
    Common Stock (27,476 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3149,6500 total(indirect: See footnote)
    Common Stock (49,650 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-312,0000 total(indirect: See footnote)
    Common Stock (105,480 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-316,0210 total(indirect: See footnote)
    Common Stock (317,547 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311,1820 total(indirect: See footnote)
    Common Stock (62,338 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3182,5970 total(indirect: See footnote)
    Common Stock (82,597 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31152,7420 total(indirect: See footnote)
    Common Stock (152,742 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    25,000
ACCEL VIII LP
10% Owner
Transactions
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314,5370 total(indirect: See footnote)
    Common Stock (239,282 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31152,7420 total(indirect: See footnote)
    Common Stock (152,742 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3167,3360 total(indirect: See footnote)
    Common Stock (67,336 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-31252,7560 total(indirect: See footnote)
    Common Stock (252,756 underlying)
  • Conversion

    Common Stock

    2017-10-31+3,703,2613,703,261 total(indirect: See footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-315210 total(indirect: See footnote)
    Common Stock (27,476 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31187,3460 total(indirect: See footnote)
    Common Stock (187,346 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3149,6500 total(indirect: See footnote)
    Common Stock (49,650 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3123,1000 total(indirect: See footnote)
    Common Stock (1,218,301 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3182,5970 total(indirect: See footnote)
    Common Stock (82,597 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31777,6120 total(indirect: See footnote)
    Common Stock (777,612 underlying)
  • Conversion

    Common Stock

    2017-10-31+727,365727,365 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+320,654320,654 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-312,0000 total(indirect: See footnote)
    Common Stock (105,480 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-316,0210 total(indirect: See footnote)
    Common Stock (317,547 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311,1820 total(indirect: See footnote)
    Common Stock (62,338 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31953,7370 total(indirect: See footnote)
    Common Stock (953,737 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31183,3080 total(indirect: See footnote)
    Common Stock (183,308 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3136,0070 total(indirect: See footnote)
    Common Stock (36,007 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3115,8750 total(indirect: See footnote)
    Common Stock (15,875 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3121,8900 total(indirect: See footnote)
    Common Stock (21,890 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    25,000
Transactions
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3115,8750 total(indirect: See footnote)
    Common Stock (15,875 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-31252,7560 total(indirect: See footnote)
    Common Stock (252,756 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-316,0210 total(indirect: See footnote)
    Common Stock (317,547 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31953,7370 total(indirect: See footnote)
    Common Stock (953,737 underlying)
  • Conversion

    Common Stock

    2017-10-31+320,654320,654 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3123,1000 total(indirect: See footnote)
    Common Stock (1,218,301 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314,5370 total(indirect: See footnote)
    Common Stock (239,282 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31187,3460 total(indirect: See footnote)
    Common Stock (187,346 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31777,6120 total(indirect: See footnote)
    Common Stock (777,612 underlying)
  • Conversion

    Common Stock

    2017-10-31+3,703,2613,703,261 total(indirect: See footnote)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31183,3080 total(indirect: See footnote)
    Common Stock (183,308 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3149,6500 total(indirect: See footnote)
    Common Stock (49,650 underlying)
  • Conversion

    Common Stock

    2017-10-31+727,365727,365 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-312,0000 total(indirect: See footnote)
    Common Stock (105,480 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311,1820 total(indirect: See footnote)
    Common Stock (62,338 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-315210 total(indirect: See footnote)
    Common Stock (27,476 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3182,5970 total(indirect: See footnote)
    Common Stock (82,597 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3121,8900 total(indirect: See footnote)
    Common Stock (21,890 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3136,0070 total(indirect: See footnote)
    Common Stock (36,007 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31152,7420 total(indirect: See footnote)
    Common Stock (152,742 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3167,3360 total(indirect: See footnote)
    Common Stock (67,336 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    25,000
Footnotes (10)
  • [F1]The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  • [F10]The shares are held directly by ACP Family Partnership L.P. Members of Arthur C. Patterson's immediate family are beneficial holders of ACP Family Partnership L.P., and the reporting person may be deemed to exercise voting and investment power over such shares.
  • [F2]The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  • [F3]The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  • [F4]The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  • [F5]The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  • [F6]The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  • [F7]The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
  • [F8]The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
  • [F9]The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Issuer

FORESCOUT TECHNOLOGIES, INC

CIK 0001145057

Entity typeother

Related Parties

1
  • filerCIK 0001219233

Filing Metadata

Form type
4
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 4:06 PM ET
Size
60.1 KB