Home/Filings/4/0001628280-17-010678
4//SEC Filing

Pitango Parallel Investor Fund III (USA) L.P. 4

Accession 0001628280-17-010678

CIK 0001145057other

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 4:07 PM ET

Size

92.3 KB

Accession

0001628280-17-010678

Insider Transaction Report

Form 4
Period: 2017-10-31
Transactions
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-313,7940 total(indirect: See footnote)
    Common Stock (200,096 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314,0900 total(indirect: See footnote)
    Common Stock (215,707 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-319880 total(indirect: See footnotes)
    Common Stock (52,106 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-314860 total(indirect: See footnote)
    Common Stock (25,630 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311850 total(indirect: See footnote)
    Common Stock (9,756 underlying)
  • Conversion

    Common Stock

    2017-10-31+174,319177,808 total(indirect: See footnotes)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3114,0310 total(indirect: See footnote)
    Common Stock (739,998 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-311,2970 total(indirect: See footnote)
    Common Stock (68,404 underlying)
  • Conversion

    Common Stock

    2017-10-31+228,953233,536 total(indirect: See footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-315,2590 total(indirect: See footnote)
    Common Stock (277,358 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31151,1860 total(indirect: See footnote)
    Common Stock (151,186 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3151,3200 total(indirect: See footnote)
    Common Stock (51,320 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31203,6490 total(indirect: See footnote)
    Common Stock (203,649 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3153,0280 total(indirect: See footnote)
    Common Stock (53,028 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3180,7700 total(indirect: See footnote)
    Common Stock (80,770 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3139,0820 total(indirect: See footnotes)
    Common Stock (39,082 underlying)
  • Conversion

    Common Stock

    2017-10-31+2,476,8162,526,405 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314940 total(indirect: See footnote)
    Common Stock (26,053 underlying)
  • Conversion

    Common Stock

    2017-10-31+87,18288,926 total(indirect: See footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3141,8530 total(indirect: See footnote)
    Common Stock (41,853 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3113,9760 total(indirect: See footnote)
    Common Stock (13,976 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-315,3220 total(indirect: See fotenote)
    Common Stock (5,322 underlying)
  • Conversion

    Common Stock

    2017-10-31+669,726683,134 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+338,330345,533 total(indirect: See footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311,4220 total(indirect: See footnote)
    Common Stock (74,995 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-313690 total(indirect: See footnote)
    Common Stock (19,460 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31753,1460 total(indirect: See footnote)
    Common Stock (753,146 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3126,5110 total(indirect: See footnote)
    Common Stock (26,511 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31150,1060 total(indirect: See footnote)
    Common Stock (150,106 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3119,5400 total(indirect: See footnote)
    Common Stock (19,540 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3169,6230 total(indirect: See footnote)
    Common Stock (69,623 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3140,8800 total(indirect: See footnote)
    Common Stock (40,880 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3110,6430 total(indirect: See footnote)
    Common Stock (10,643 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31555,1280 total(indirect: See footnote)
    Common Stock (555,128 underlying)
Transactions
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3180,7700 total(indirect: See footnote)
    Common Stock (80,770 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31753,1460 total(indirect: See footnote)
    Common Stock (753,146 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3153,0280 total(indirect: See footnote)
    Common Stock (53,028 underlying)
  • Conversion

    Common Stock

    2017-10-31+338,330345,533 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-319880 total(indirect: See footnotes)
    Common Stock (52,106 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311850 total(indirect: See footnote)
    Common Stock (9,756 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31555,1280 total(indirect: See footnote)
    Common Stock (555,128 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31150,1060 total(indirect: See footnote)
    Common Stock (150,106 underlying)
  • Conversion

    Common Stock

    2017-10-31+228,953233,536 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+669,726683,134 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+87,18288,926 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+174,319177,808 total(indirect: See footnotes)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-313,7940 total(indirect: See footnote)
    Common Stock (200,096 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3169,6230 total(indirect: See footnote)
    Common Stock (69,623 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3141,8530 total(indirect: See footnote)
    Common Stock (41,853 underlying)
  • Conversion

    Common Stock

    2017-10-31+2,476,8162,526,405 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3114,0310 total(indirect: See footnote)
    Common Stock (739,998 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-311,2970 total(indirect: See footnote)
    Common Stock (68,404 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314,0900 total(indirect: See footnote)
    Common Stock (215,707 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-315,2590 total(indirect: See footnote)
    Common Stock (277,358 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-313690 total(indirect: See footnote)
    Common Stock (19,460 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31203,6490 total(indirect: See footnote)
    Common Stock (203,649 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3113,9760 total(indirect: See footnote)
    Common Stock (13,976 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3110,6430 total(indirect: See footnote)
    Common Stock (10,643 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3139,0820 total(indirect: See footnotes)
    Common Stock (39,082 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314940 total(indirect: See footnote)
    Common Stock (26,053 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-314860 total(indirect: See footnote)
    Common Stock (25,630 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311,4220 total(indirect: See footnote)
    Common Stock (74,995 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3126,5110 total(indirect: See footnote)
    Common Stock (26,511 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-315,3220 total(indirect: See fotenote)
    Common Stock (5,322 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31151,1860 total(indirect: See footnote)
    Common Stock (151,186 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3140,8800 total(indirect: See footnote)
    Common Stock (40,880 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3151,3200 total(indirect: See footnote)
    Common Stock (51,320 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3119,5400 total(indirect: See footnote)
    Common Stock (19,540 underlying)
Transactions
  • Conversion

    Common Stock

    2017-10-31+2,476,8162,526,405 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+174,319177,808 total(indirect: See footnotes)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3114,0310 total(indirect: See footnote)
    Common Stock (739,998 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3126,5110 total(indirect: See footnote)
    Common Stock (26,511 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3141,8530 total(indirect: See footnote)
    Common Stock (41,853 underlying)
  • Conversion

    Common Stock

    2017-10-31+669,726683,134 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-311,2970 total(indirect: See footnote)
    Common Stock (68,404 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-313,7940 total(indirect: See footnote)
    Common Stock (200,096 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-319880 total(indirect: See footnotes)
    Common Stock (52,106 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31203,6490 total(indirect: See footnote)
    Common Stock (203,649 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314940 total(indirect: See footnote)
    Common Stock (26,053 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314,0900 total(indirect: See footnote)
    Common Stock (215,707 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-314860 total(indirect: See footnote)
    Common Stock (25,630 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311,4220 total(indirect: See footnote)
    Common Stock (74,995 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3169,6230 total(indirect: See footnote)
    Common Stock (69,623 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31555,1280 total(indirect: See footnote)
    Common Stock (555,128 underlying)
  • Conversion

    Common Stock

    2017-10-31+228,953233,536 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+87,18288,926 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+338,330345,533 total(indirect: See footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311850 total(indirect: See footnote)
    Common Stock (9,756 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3140,8800 total(indirect: See footnote)
    Common Stock (40,880 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-315,3220 total(indirect: See fotenote)
    Common Stock (5,322 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31150,1060 total(indirect: See footnote)
    Common Stock (150,106 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-315,2590 total(indirect: See footnote)
    Common Stock (277,358 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-313690 total(indirect: See footnote)
    Common Stock (19,460 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3139,0820 total(indirect: See footnotes)
    Common Stock (39,082 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31753,1460 total(indirect: See footnote)
    Common Stock (753,146 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3153,0280 total(indirect: See footnote)
    Common Stock (53,028 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3113,9760 total(indirect: See footnote)
    Common Stock (13,976 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3151,3200 total(indirect: See footnote)
    Common Stock (51,320 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31151,1860 total(indirect: See footnote)
    Common Stock (151,186 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3119,5400 total(indirect: See footnote)
    Common Stock (19,540 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3180,7700 total(indirect: See footnote)
    Common Stock (80,770 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3110,6430 total(indirect: See footnote)
    Common Stock (10,643 underlying)
Transactions
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314,0900 total(indirect: See footnote)
    Common Stock (215,707 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311,4220 total(indirect: See footnote)
    Common Stock (74,995 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3169,6230 total(indirect: See footnote)
    Common Stock (69,623 underlying)
  • Conversion

    Common Stock

    2017-10-31+228,953233,536 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+174,319177,808 total(indirect: See footnotes)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-311,2970 total(indirect: See footnote)
    Common Stock (68,404 underlying)
  • Conversion

    Common Stock

    2017-10-31+2,476,8162,526,405 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+669,726683,134 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+87,18288,926 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+338,330345,533 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3114,0310 total(indirect: See footnote)
    Common Stock (739,998 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-313690 total(indirect: See footnote)
    Common Stock (19,460 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31753,1460 total(indirect: See footnote)
    Common Stock (753,146 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31203,6490 total(indirect: See footnote)
    Common Stock (203,649 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-313,7940 total(indirect: See footnote)
    Common Stock (200,096 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314940 total(indirect: See footnote)
    Common Stock (26,053 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-319880 total(indirect: See footnotes)
    Common Stock (52,106 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-315,2590 total(indirect: See footnote)
    Common Stock (277,358 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31151,1860 total(indirect: See footnote)
    Common Stock (151,186 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3113,9760 total(indirect: See footnote)
    Common Stock (13,976 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31150,1060 total(indirect: See footnote)
    Common Stock (150,106 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3119,5400 total(indirect: See footnote)
    Common Stock (19,540 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3139,0820 total(indirect: See footnotes)
    Common Stock (39,082 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-314860 total(indirect: See footnote)
    Common Stock (25,630 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311850 total(indirect: See footnote)
    Common Stock (9,756 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-315,3220 total(indirect: See fotenote)
    Common Stock (5,322 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31555,1280 total(indirect: See footnote)
    Common Stock (555,128 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3180,7700 total(indirect: See footnote)
    Common Stock (80,770 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3126,5110 total(indirect: See footnote)
    Common Stock (26,511 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3141,8530 total(indirect: See footnote)
    Common Stock (41,853 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3153,0280 total(indirect: See footnote)
    Common Stock (53,028 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3140,8800 total(indirect: See footnote)
    Common Stock (40,880 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3110,6430 total(indirect: See footnote)
    Common Stock (10,643 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3151,3200 total(indirect: See footnote)
    Common Stock (51,320 underlying)
Transactions
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314,0900 total(indirect: See footnote)
    Common Stock (215,707 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-315,2590 total(indirect: See footnote)
    Common Stock (277,358 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311,4220 total(indirect: See footnote)
    Common Stock (74,995 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31555,1280 total(indirect: See footnote)
    Common Stock (555,128 underlying)
  • Conversion

    Common Stock

    2017-10-31+87,18288,926 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-311,2970 total(indirect: See footnote)
    Common Stock (68,404 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314940 total(indirect: See footnote)
    Common Stock (26,053 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-319880 total(indirect: See footnotes)
    Common Stock (52,106 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-314860 total(indirect: See footnote)
    Common Stock (25,630 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31753,1460 total(indirect: See footnote)
    Common Stock (753,146 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31203,6490 total(indirect: See footnote)
    Common Stock (203,649 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3126,5110 total(indirect: See footnote)
    Common Stock (26,511 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3113,9760 total(indirect: See footnote)
    Common Stock (13,976 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3140,8800 total(indirect: See footnote)
    Common Stock (40,880 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-315,3220 total(indirect: See fotenote)
    Common Stock (5,322 underlying)
  • Conversion

    Common Stock

    2017-10-31+174,319177,808 total(indirect: See footnotes)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3114,0310 total(indirect: See footnote)
    Common Stock (739,998 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-313690 total(indirect: See footnote)
    Common Stock (19,460 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3169,6230 total(indirect: See footnote)
    Common Stock (69,623 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3153,0280 total(indirect: See footnote)
    Common Stock (53,028 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31151,1860 total(indirect: See footnote)
    Common Stock (151,186 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31150,1060 total(indirect: See footnote)
    Common Stock (150,106 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3119,5400 total(indirect: See footnote)
    Common Stock (19,540 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3139,0820 total(indirect: See footnotes)
    Common Stock (39,082 underlying)
  • Conversion

    Common Stock

    2017-10-31+2,476,8162,526,405 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+228,953233,536 total(indirect: See footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3141,8530 total(indirect: See footnote)
    Common Stock (41,853 underlying)
  • Conversion

    Common Stock

    2017-10-31+669,726683,134 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+338,330345,533 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-313,7940 total(indirect: See footnote)
    Common Stock (200,096 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311850 total(indirect: See footnote)
    Common Stock (9,756 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3110,6430 total(indirect: See footnote)
    Common Stock (10,643 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3151,3200 total(indirect: See footnote)
    Common Stock (51,320 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3180,7700 total(indirect: See footnote)
    Common Stock (80,770 underlying)
Transactions
  • Conversion

    Common Stock

    2017-10-31+228,953233,536 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+669,726683,134 total(indirect: See footnote)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31151,1860 total(indirect: See footnote)
    Common Stock (151,186 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3151,3200 total(indirect: See footnote)
    Common Stock (51,320 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3119,5400 total(indirect: See footnote)
    Common Stock (19,540 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-313,7940 total(indirect: See footnote)
    Common Stock (200,096 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-315,2590 total(indirect: See footnote)
    Common Stock (277,358 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-314860 total(indirect: See footnote)
    Common Stock (25,630 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311850 total(indirect: See footnote)
    Common Stock (9,756 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-313690 total(indirect: See footnote)
    Common Stock (19,460 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3126,5110 total(indirect: See footnote)
    Common Stock (26,511 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31150,1060 total(indirect: See footnote)
    Common Stock (150,106 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3180,7700 total(indirect: See footnote)
    Common Stock (80,770 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3139,0820 total(indirect: See footnotes)
    Common Stock (39,082 underlying)
  • Conversion

    Common Stock

    2017-10-31+2,476,8162,526,405 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+87,18288,926 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+174,319177,808 total(indirect: See footnotes)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314940 total(indirect: See footnote)
    Common Stock (26,053 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-319880 total(indirect: See footnotes)
    Common Stock (52,106 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311,4220 total(indirect: See footnote)
    Common Stock (74,995 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-311,2970 total(indirect: See footnote)
    Common Stock (68,404 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314,0900 total(indirect: See footnote)
    Common Stock (215,707 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31753,1460 total(indirect: See footnote)
    Common Stock (753,146 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3141,8530 total(indirect: See footnote)
    Common Stock (41,853 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3140,8800 total(indirect: See footnote)
    Common Stock (40,880 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-315,3220 total(indirect: See fotenote)
    Common Stock (5,322 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3110,6430 total(indirect: See footnote)
    Common Stock (10,643 underlying)
  • Conversion

    Common Stock

    2017-10-31+338,330345,533 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3114,0310 total(indirect: See footnote)
    Common Stock (739,998 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3169,6230 total(indirect: See footnote)
    Common Stock (69,623 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31203,6490 total(indirect: See footnote)
    Common Stock (203,649 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3153,0280 total(indirect: See footnote)
    Common Stock (53,028 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3113,9760 total(indirect: See footnote)
    Common Stock (13,976 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31555,1280 total(indirect: See footnote)
    Common Stock (555,128 underlying)
Transactions
  • Conversion

    Common Stock

    2017-10-31+228,953233,536 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+87,18288,926 total(indirect: See footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-314860 total(indirect: See footnote)
    Common Stock (25,630 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31555,1280 total(indirect: See footnote)
    Common Stock (555,128 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31150,1060 total(indirect: See footnote)
    Common Stock (150,106 underlying)
  • Conversion

    Common Stock

    2017-10-31+2,476,8162,526,405 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3114,0310 total(indirect: See footnote)
    Common Stock (739,998 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-315,3220 total(indirect: See fotenote)
    Common Stock (5,322 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3139,0820 total(indirect: See footnotes)
    Common Stock (39,082 underlying)
  • Conversion

    Common Stock

    2017-10-31+338,330345,533 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-311,2970 total(indirect: See footnote)
    Common Stock (68,404 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-315,2590 total(indirect: See footnote)
    Common Stock (277,358 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311,4220 total(indirect: See footnote)
    Common Stock (74,995 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311850 total(indirect: See footnote)
    Common Stock (9,756 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-313690 total(indirect: See footnote)
    Common Stock (19,460 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31753,1460 total(indirect: See footnote)
    Common Stock (753,146 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3169,6230 total(indirect: See footnote)
    Common Stock (69,623 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3126,5110 total(indirect: See footnote)
    Common Stock (26,511 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3141,8530 total(indirect: See footnote)
    Common Stock (41,853 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31151,1860 total(indirect: See footnote)
    Common Stock (151,186 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3140,8800 total(indirect: See footnote)
    Common Stock (40,880 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3151,3200 total(indirect: See footnote)
    Common Stock (51,320 underlying)
  • Conversion

    Common Stock

    2017-10-31+174,319177,808 total(indirect: See footnotes)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-313,7940 total(indirect: See footnote)
    Common Stock (200,096 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314940 total(indirect: See footnote)
    Common Stock (26,053 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-314,0900 total(indirect: See footnote)
    Common Stock (215,707 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-319880 total(indirect: See footnotes)
    Common Stock (52,106 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3110,6430 total(indirect: See footnote)
    Common Stock (10,643 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3119,5400 total(indirect: See footnote)
    Common Stock (19,540 underlying)
  • Conversion

    Common Stock

    2017-10-31+669,726683,134 total(indirect: See footnote)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31203,6490 total(indirect: See footnote)
    Common Stock (203,649 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3153,0280 total(indirect: See footnote)
    Common Stock (53,028 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-3113,9760 total(indirect: See footnote)
    Common Stock (13,976 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3180,7700 total(indirect: See footnote)
    Common Stock (80,770 underlying)
Footnotes (12)
  • [F1]The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  • [F10]The shares are held of record by Pitango Parallel Investor Fund III (USA) L.P ("Parallel Investor Fund"). Pitango GP, the general partner of Parallel Investor Fund, has sole voting and dispositive power with respect to the shares held by Parallel Investor Fund. The partners of Pitango GP are eight private companies that are each owned by one of the Principals, share voting and dispositive power with respect to the shares held by Pitango GP. Such persons and entities disclaim beneficial ownership of the securities held by Parallel Investor Fund except to the extent of any pecuniary interest therein.
  • [F11]The shares are held of record by Pitango Venture Capital Fund III Trusts 2000 Ltd ("Capital Fund 2000"). Capital Fund 2000 is owned and controlled indirectly by the Principals which holds shares of the Issuer in trust for three limited partnerships: Pitango CEO Fund III (USA) L.P., Pitango CEO Fund III (Israel) L.P. and Pitango Family Fund III (Israel) L.P. These three limited partnerships are managed by their sole general partner, the GP.
  • [F12]Pitango GP, the general partner of Parallel Investor Fund, has sole voting and dispositive power with respect to the shares held by Capital Fund 2000. The partners of Pitango GP are eight private companies that are each owned by one of the Principals, share voting and dispositive power with respect to the shares held by Capital Fund 2000. Such persons and entities disclaim beneficial ownership of the securities held by Capital Fund 2000 except to the extent of any pecuniary interest therein.
  • [F2]The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  • [F3]The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  • [F4]The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  • [F5]The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  • [F6]The shares are held of record by Pitango Venture Capital Fund III (USA) L.P. ("Fund III USA"). Pitango V.C. Fund III General Partner ("Pitango GP"), the general partner of Fund III USA, has sole voting and dispositive power with respect to the shares held by Fund III USA. The partners of Pitango GP are eight private companies that are each owned by one of the following individuals: Rami Beracha, Bruce Crocker, Isaac Hillel, Rami Kalish, a director of the Issuer, Aaron Mankovski, Chemi Peres, Isaac Shrem and Zeev Binman, respectively (the "Principals"), and share voting and dispositive power with respect to the shares held by Pitango GP. Such persons and entities disclaim beneficial ownership of the securities held by Fund III USA except to the extent of any pecuniary interest therein.
  • [F7]The shares are held of record by Pitango Venture Capital Fund III (USA) Non-Q L.P. ("Fund III USA Non-Q"). Pitango GP, the general partner of Fund III USA Non-Q, has sole voting and dispositive power with respect to the shares held by Fund III USA Non-Q. The partners of Pitango GP are eight private companies that are each owned by one of the Principals, share voting and dispositive power with respect to the shares held by Pitango GP. Such persons and entities disclaim beneficial ownership of the securities held by Fund III USA Non-Q except to the extent of any pecuniary interest therein.
  • [F8]The shares are held of record by Pitango Venture Capital Fund III (Israeli Investors) L.P. ("Fund III Israeli Investors"). Pitango GP, the general partner of Fund III Israeli Investors, has sole voting and dispositive power with respect to the shares held by Fund III Israeli Investors. The partners of Pitango GP are eight private companies that are each owned by one of the Principals, share voting and dispositive power with respect to the shares held by Pitango GP. Such persons and entities disclaim beneficial ownership of the securities held by Fund III Israeli Investors except to the extent of any pecuniary interest therein.
  • [F9]The shares are held of record by Pitango Principals Fund III (USA) L.P. ("Principals Fund III"). Pitango GP, the general partner of Principals Fund III, has sole voting and dispositive power with respect to the shares held by Principals Fund III. The partners of Pitango GP are eight private companies that are each owned by one of the Principals, share voting and dispositive power with respect to the shares held by Pitango GP. Such persons and entities disclaim beneficial ownership of the securities held by Principals Fund III except to the extent of any pecuniary interest therein.

Issuer

FORESCOUT TECHNOLOGIES, INC

CIK 0001145057

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001602376

Filing Metadata

Form type
4
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 4:07 PM ET
Size
92.3 KB