Home/Filings/4/0001628280-17-010680
4//SEC Filing

GORDON MICHAEL B 4

Accession 0001628280-17-010680

CIK 0001145057other

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 4:08 PM ET

Size

68.1 KB

Accession

0001628280-17-010680

Insider Transaction Report

Form 4
Period: 2017-10-31
Transactions
  • Conversion

    Common Stock

    2017-10-31+94,700103,606 total(indirect: See footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-3126,0590 total(indirect: See footnote)
    Common Stock (1,374,349 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-316690 total(indirect: See footnote)
    Common Stock (35,282 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3122,2940 total(indirect: See footnote)
    Common Stock (22,294 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-311,2540 total(indirect: See footnote)
    Common Stock (1,254 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3113,4580 total(indirect: See footnote)
    Common Stock (13,458 underlying)
  • Conversion

    Common Stock

    2017-10-31+28,17330,819 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-316040 total(indirect: See footnote)
    Common Stock (31,854 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31866,8200 total(indirect: See footnote)
    Common Stock (866,820 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31695,8530 total(indirect: See footnote)
    Common Stock (695,853 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-315,3180 total(indirect: See footnote)
    Common Stock (5,318 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-316840 total(indirect: See footnote)
    Common Stock (28,730 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-31180 total(indirect: See footnote)
    Common Stock (756 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-3150 total(indirect: See footnote)
    Common Stock (210 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-31150 total(indirect: See footnote)
    Common Stock (790 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311990 total(indirect: See footnote)
    Common Stock (10,495 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3117,9000 total(indirect: See footnote)
    Common Stock (17,900 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-313,9990 total(indirect: See footnote)
    Common Stock (3,999 underlying)
  • Conversion

    Common Stock

    2017-10-31+3,684,6724,030,870 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3150 total(indirect: See footnote)
    Common Stock (263 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-316,6340 total(indirect: See footnote)
    Common Stock (6,634 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31164,0300 total(indirect: See footnote)
    Common Stock (164,030 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-314,2200 total(indirect: See footnote)
    Common Stock (4,220 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-31523,0360 total(indirect: See footnote)
    Common Stock (523,036 underlying)
Transactions
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-311,2540 total(indirect: See footnote)
    Common Stock (1,254 underlying)
  • Conversion

    Common Stock

    2017-10-31+94,700103,606 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-316840 total(indirect: See footnote)
    Common Stock (28,730 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311990 total(indirect: See footnote)
    Common Stock (10,495 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-314,2200 total(indirect: See footnote)
    Common Stock (4,220 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-316040 total(indirect: See footnote)
    Common Stock (31,854 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3122,2940 total(indirect: See footnote)
    Common Stock (22,294 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31164,0300 total(indirect: See footnote)
    Common Stock (164,030 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-31523,0360 total(indirect: See footnote)
    Common Stock (523,036 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-313,9990 total(indirect: See footnote)
    Common Stock (3,999 underlying)
  • Conversion

    Common Stock

    2017-10-31+28,17330,819 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-3150 total(indirect: See footnote)
    Common Stock (210 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31866,8200 total(indirect: See footnote)
    Common Stock (866,820 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-316,6340 total(indirect: See footnote)
    Common Stock (6,634 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3117,9000 total(indirect: See footnote)
    Common Stock (17,900 underlying)
  • Conversion

    Common Stock

    2017-10-31+3,684,6724,030,870 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3150 total(indirect: See footnote)
    Common Stock (263 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31695,8530 total(indirect: See footnote)
    Common Stock (695,853 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-31180 total(indirect: See footnote)
    Common Stock (756 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-31150 total(indirect: See footnote)
    Common Stock (790 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-3126,0590 total(indirect: See footnote)
    Common Stock (1,374,349 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-316690 total(indirect: See footnote)
    Common Stock (35,282 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-315,3180 total(indirect: See footnote)
    Common Stock (5,318 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3113,4580 total(indirect: See footnote)
    Common Stock (13,458 underlying)
Transactions
  • Conversion

    Common Stock

    2017-10-31+3,684,6724,030,870 total(indirect: See footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-316690 total(indirect: See footnote)
    Common Stock (35,282 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31695,8530 total(indirect: See footnote)
    Common Stock (695,853 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3117,9000 total(indirect: See footnote)
    Common Stock (17,900 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-315,3180 total(indirect: See footnote)
    Common Stock (5,318 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3113,4580 total(indirect: See footnote)
    Common Stock (13,458 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-31523,0360 total(indirect: See footnote)
    Common Stock (523,036 underlying)
  • Conversion

    Common Stock

    2017-10-31+94,700103,606 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+28,17330,819 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-316840 total(indirect: See footnote)
    Common Stock (28,730 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-31180 total(indirect: See footnote)
    Common Stock (756 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-3150 total(indirect: See footnote)
    Common Stock (210 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-316040 total(indirect: See footnote)
    Common Stock (31,854 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3150 total(indirect: See footnote)
    Common Stock (263 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311990 total(indirect: See footnote)
    Common Stock (10,495 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31866,8200 total(indirect: See footnote)
    Common Stock (866,820 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3122,2940 total(indirect: See footnote)
    Common Stock (22,294 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-316,6340 total(indirect: See footnote)
    Common Stock (6,634 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-311,2540 total(indirect: See footnote)
    Common Stock (1,254 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31164,0300 total(indirect: See footnote)
    Common Stock (164,030 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-31150 total(indirect: See footnote)
    Common Stock (790 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-3126,0590 total(indirect: See footnote)
    Common Stock (1,374,349 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-314,2200 total(indirect: See footnote)
    Common Stock (4,220 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-313,9990 total(indirect: See footnote)
    Common Stock (3,999 underlying)
MADERA PAUL S
10% Owner
Transactions
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-3126,0590 total(indirect: See footnote)
    Common Stock (1,374,349 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31866,8200 total(indirect: See footnote)
    Common Stock (866,820 underlying)
  • Conversion

    Common Stock

    2017-10-31+3,684,6724,030,870 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+94,700103,606 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+28,17330,819 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-316840 total(indirect: See footnote)
    Common Stock (28,730 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-31180 total(indirect: See footnote)
    Common Stock (756 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-3150 total(indirect: See footnote)
    Common Stock (210 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-316690 total(indirect: See footnote)
    Common Stock (35,282 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-314,2200 total(indirect: See footnote)
    Common Stock (4,220 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-315,3180 total(indirect: See footnote)
    Common Stock (5,318 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3113,4580 total(indirect: See footnote)
    Common Stock (13,458 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-316,6340 total(indirect: See footnote)
    Common Stock (6,634 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-311,2540 total(indirect: See footnote)
    Common Stock (1,254 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-316040 total(indirect: See footnote)
    Common Stock (31,854 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-31150 total(indirect: See footnote)
    Common Stock (790 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3150 total(indirect: See footnote)
    Common Stock (263 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311990 total(indirect: See footnote)
    Common Stock (10,495 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3122,2940 total(indirect: See footnote)
    Common Stock (22,294 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31164,0300 total(indirect: See footnote)
    Common Stock (164,030 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31695,8530 total(indirect: See footnote)
    Common Stock (695,853 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3117,9000 total(indirect: See footnote)
    Common Stock (17,900 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-31523,0360 total(indirect: See footnote)
    Common Stock (523,036 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-313,9990 total(indirect: See footnote)
    Common Stock (3,999 underlying)
Transactions
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-311,2540 total(indirect: See footnote)
    Common Stock (1,254 underlying)
  • Conversion

    Common Stock

    2017-10-31+3,684,6724,030,870 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+28,17330,819 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-31180 total(indirect: See footnote)
    Common Stock (756 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-3150 total(indirect: See footnote)
    Common Stock (210 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-3126,0590 total(indirect: See footnote)
    Common Stock (1,374,349 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31866,8200 total(indirect: See footnote)
    Common Stock (866,820 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3122,2940 total(indirect: See footnote)
    Common Stock (22,294 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3113,4580 total(indirect: See footnote)
    Common Stock (13,458 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-313,9990 total(indirect: See footnote)
    Common Stock (3,999 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-316040 total(indirect: See footnote)
    Common Stock (31,854 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311990 total(indirect: See footnote)
    Common Stock (10,495 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-314,2200 total(indirect: See footnote)
    Common Stock (4,220 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31695,8530 total(indirect: See footnote)
    Common Stock (695,853 underlying)
  • Conversion

    Common Stock

    2017-10-31+94,700103,606 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-316840 total(indirect: See footnote)
    Common Stock (28,730 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-31150 total(indirect: See footnote)
    Common Stock (790 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3150 total(indirect: See footnote)
    Common Stock (263 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3117,9000 total(indirect: See footnote)
    Common Stock (17,900 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-316690 total(indirect: See footnote)
    Common Stock (35,282 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-316,6340 total(indirect: See footnote)
    Common Stock (6,634 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31164,0300 total(indirect: See footnote)
    Common Stock (164,030 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-315,3180 total(indirect: See footnote)
    Common Stock (5,318 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-31523,0360 total(indirect: See footnote)
    Common Stock (523,036 underlying)
Transactions
  • Conversion

    Common Stock

    2017-10-31+3,684,6724,030,870 total(indirect: See footnote)
  • Conversion

    Common Stock

    2017-10-31+94,700103,606 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-316840 total(indirect: See footnote)
    Common Stock (28,730 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-3150 total(indirect: See footnote)
    Common Stock (210 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311990 total(indirect: See footnote)
    Common Stock (10,495 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31866,8200 total(indirect: See footnote)
    Common Stock (866,820 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-311,2540 total(indirect: See footnote)
    Common Stock (1,254 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31695,8530 total(indirect: See footnote)
    Common Stock (695,853 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-313,9990 total(indirect: See footnote)
    Common Stock (3,999 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3122,2940 total(indirect: See footnote)
    Common Stock (22,294 underlying)
  • Conversion

    Common Stock

    2017-10-31+28,17330,819 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-31150 total(indirect: See footnote)
    Common Stock (790 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31164,0300 total(indirect: See footnote)
    Common Stock (164,030 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3117,9000 total(indirect: See footnote)
    Common Stock (17,900 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-315,3180 total(indirect: See footnote)
    Common Stock (5,318 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-31523,0360 total(indirect: See footnote)
    Common Stock (523,036 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3113,4580 total(indirect: See footnote)
    Common Stock (13,458 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-31180 total(indirect: See footnote)
    Common Stock (756 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-316040 total(indirect: See footnote)
    Common Stock (31,854 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-316,6340 total(indirect: See footnote)
    Common Stock (6,634 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-314,2200 total(indirect: See footnote)
    Common Stock (4,220 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3150 total(indirect: See footnote)
    Common Stock (263 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-3126,0590 total(indirect: See footnote)
    Common Stock (1,374,349 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-316690 total(indirect: See footnote)
    Common Stock (35,282 underlying)
Transactions
  • Conversion

    Common Stock

    2017-10-31+28,17330,819 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-31180 total(indirect: See footnote)
    Common Stock (756 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-3150 total(indirect: See footnote)
    Common Stock (263 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-3122,2940 total(indirect: See footnote)
    Common Stock (22,294 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-315,3180 total(indirect: See footnote)
    Common Stock (5,318 underlying)
  • Conversion

    Common Stock

    2017-10-31+3,684,6724,030,870 total(indirect: See footnote)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-316040 total(indirect: See footnote)
    Common Stock (31,854 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-31866,8200 total(indirect: See footnote)
    Common Stock (866,820 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2017-10-316,6340 total(indirect: See footnote)
    Common Stock (6,634 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-313,9990 total(indirect: See footnote)
    Common Stock (3,999 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-316840 total(indirect: See footnote)
    Common Stock (28,730 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-3126,0590 total(indirect: See footnote)
    Common Stock (1,374,349 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-311990 total(indirect: See footnote)
    Common Stock (10,495 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-314,2200 total(indirect: See footnote)
    Common Stock (4,220 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-311,2540 total(indirect: See footnote)
    Common Stock (1,254 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-3117,9000 total(indirect: See footnote)
    Common Stock (17,900 underlying)
  • Conversion

    Common Stock

    2017-10-31+94,700103,606 total(indirect: See footnote)
  • Conversion

    Series A Convertible Preferred Stock

    2017-10-3150 total(indirect: See footnote)
    Common Stock (210 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2017-10-31150 total(indirect: See footnote)
    Common Stock (790 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2017-10-316690 total(indirect: See footnote)
    Common Stock (35,282 underlying)
  • Conversion

    Series D-1 Convertible Preferred Stock

    2017-10-31164,0300 total(indirect: See footnote)
    Common Stock (164,030 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2017-10-31695,8530 total(indirect: See footnote)
    Common Stock (695,853 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-31523,0360 total(indirect: See footnote)
    Common Stock (523,036 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2017-10-3113,4580 total(indirect: See footnote)
    Common Stock (13,458 underlying)
Footnotes (10)
  • [F1]The Series A Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:42 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.
  • [F10]The shares are held of record by MCP Entrepreneur Partners II L.P. ("Entrepreneur"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of Entrepreneur, share voting and dispositive power with respect to the shares held by Entrepreneur. Such persons and entities disclaim beneficial ownership of the securities held by Entrepreneur except to the extent of any pecuniary interest therein.
  • [F2]The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.
  • [F3]The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.
  • [F4]The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.
  • [F5]The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.
  • [F6]The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.
  • [F7]The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.
  • [F8]The shares are held of record by Meritech Capital Partners II L.P. ("MCP II"). Paul S. Madera and Michael B. Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCP II, share voting and dispositive power with respect to the shares held by MCP II. Such persons and entities disclaim beneficial ownership of the securities held by MCP II except to the extent of any pecuniary interest therein.
  • [F9]The shares are held of record by Meritech Capital Affiliates II L.P. ("MCA II"). Messrs. Madera and Gordon, as the managing members of Meritech Management Associates II L.L.C., a managing member of Meritech Capital Associates II L.L.C., the general partner of MCA II, share voting and dispositive power with respect to the shares held by MCA II. Such persons and entities disclaim beneficial ownership of the securities held by MCA II except to the extent of any pecuniary interest therein.

Issuer

FORESCOUT TECHNOLOGIES, INC

CIK 0001145057

Entity typeother

Related Parties

1
  • filerCIK 0001255152

Filing Metadata

Form type
4
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 4:08 PM ET
Size
68.1 KB