4//SEC Filing
Penn Laurence 4
Accession 0001628280-18-003547
CIK 0001411342other
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 10:22 AM ET
Size
6.2 KB
Accession
0001628280-18-003547
Insider Transaction Report
Form 4
Penn Laurence
DirectorCEO and President
Transactions
- Other
Common Shares rep limited liability company interests
2017-09-30+6,414→ 468,611 total(indirect: See footnote)
Holdings
- 16,675
Common Shares rep limited liability company interests
Footnotes (1)
- [F1]In addition to the common shares that Mr. Penn holds directly, Mr. Penn is also a limited partner in EMG Holdings L.P. ("EMGH"), which holds certain common shares with respect to which Mr. Penn receives the economic benefit but does not have voting or dispositive power while held by EMGH. Historically, Mr. Penn has had the right to withdraw from EMGH some of those common shares, but not others. On September 30, 2017, by virtue of the terms of the limited partnership agreement of EMGH, Mr. Penn gained the right to withdraw from EMGH an additional 6,414 common shares, and as a result Mr. Penn may be deemed to have gained beneficial ownership of an additional 6,414 common shares as of such date. As the result of an administrative oversight, the change in status of these common shares was not previously reported on Form 4. Mr. Penn did not pay or receive any consideration in connection with the change in status of these common shares.
Documents
Issuer
Ellington Financial LLC
CIK 0001411342
Entity typeother
Related Parties
1- filerCIK 0001474801
Filing Metadata
- Form type
- 4
- Filed
- Mar 25, 8:00 PM ET
- Accepted
- Mar 26, 10:22 AM ET
- Size
- 6.2 KB