4//SEC Filing
Tecotzky Mark 4
Accession 0001628280-18-003548
CIK 0001411342other
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 10:23 AM ET
Size
6.2 KB
Accession
0001628280-18-003548
Insider Transaction Report
Form 4
Tecotzky Mark
Co-Chief Investment Officer
Transactions
- Other
Common Shares rep limited liability company interests
2017-09-30+1,511→ 26,838 total(indirect: See footnote)
Holdings
- 4,764
Common Shares rep limited liability company interests
Footnotes (1)
- [F1]In addition to the common shares that Mr. Tecotzky holds directly, Mr. Tecotzky is also a limited partner in EMG Holdings L.P. ("EMGH"), which holds certain common shares with respect to which Mr. Tecotzky receives the economic benefit but does not have voting or dispositive power while held by EMGH. Historically, Mr. Tecotzky has had the right to withdraw from EMGH some of those common shares, but not others. On September 30, 2017, by virtue of the terms of the limited partnership agreement of EMGH, Mr. Tecotzky gained the right to withdraw from EMGH an additional 1,511 common shares, and as a result Mr. Tecotzky may be deemed to have gained beneficial ownership of an additional 1,511 common shares as of such date. As the result of an administrative oversight, the change in status of these common shares was not previously reported on Form 4. Mr. Tecotzky did not pay or receive any consideration in connection with the change in status of these common shares.
Documents
Issuer
Ellington Financial LLC
CIK 0001411342
Entity typeother
Related Parties
1- filerCIK 0001474810
Filing Metadata
- Form type
- 4
- Filed
- Mar 25, 8:00 PM ET
- Accepted
- Mar 26, 10:23 AM ET
- Size
- 6.2 KB