4//SEC Filing
Penn Laurence 4
Accession 0001628280-18-006754
CIK 0001411342other
Filed
May 13, 8:00 PM ET
Accepted
May 14, 5:06 PM ET
Size
7.9 KB
Accession
0001628280-18-006754
Insider Transaction Report
Form 4
Penn Laurence
DirectorCEO and President
Transactions
- Purchase
Common Shares rep limited liability company interests
2018-05-10$15.68/sh+3,900$61,152→ 20,575 total - Purchase
Common Shares rep limited liability company interests
2018-05-11$15.79/sh+19,990$315,642→ 40,565 total
Holdings
- 468,611(indirect: See footnote)
Common Shares rep limited liability company interests
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $15.67 to $15.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $15.73 to $15.83. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]Mr. Penn is a limited partner in EMG Holdings L.P. ("EMGH"), which holds certain common shares with respect to which Mr. Penn receives the economic benefit but does not have voting or dispositive power while held by EMGH. Historically, Mr. Penn has had the right to withdraw from EMGH some of those common shares, but not others. Mr. Penn currently has the right to withdraw 468,611 of these common shares from EMGH.
Documents
Issuer
Ellington Financial LLC
CIK 0001411342
Entity typeother
Related Parties
1- filerCIK 0001474801
Filing Metadata
- Form type
- 4
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 5:06 PM ET
- Size
- 7.9 KB