SCHAEFER JOHN H 4
4 · ANNALY CAPITAL MANAGEMENT INC · Filed May 25, 2018
Insider Transaction Report
Form 4
SCHAEFER JOHN H
Director
Transactions
- Exercise/Conversion
Deferred Stock Units
2018-05-25−11,451→ 44,946 total→ Common Stock (11,451 underlying) - Exercise/Conversion
Common Stock
2018-05-25+11,451→ 77,494 total - Award
Deferred Stock Units
2018-05-23+12,858→ 56,397 total→ Common Stock (12,858 underlying)
Footnotes (2)
- [F1]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
- [F2]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 10,109 DSUs acquired pursuant to a dividend reinvestment for which no additional price was paid.