4//SEC Filing
SEGALAS DONNELL 4
Accession 0001628280-18-007224
CIK 0001043219other
Filed
May 24, 8:00 PM ET
Accepted
May 25, 4:23 PM ET
Size
14.3 KB
Accession
0001628280-18-007224
Insider Transaction Report
Form 4
SEGALAS DONNELL
Director
Transactions
- Award
Deferred Stock Units
2018-05-23+12,858→ 87,121 total→ Common Stock (12,858 underlying)
Holdings
- 102,450
Common Stock
- 450(indirect: See note)
Common Stock
- 500
Common Stock
- 3,000(indirect: See note)
Common Stock
- 450(indirect: See note)
Common Stock
- 500
Common Stock
- 2,100(indirect: See note)
Common Stock
- 20,000
Option to purchase Common Stock
Exercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (20,000 underlying) - 37,500
Option to purchase Common Stock
Exercise: $13.25From: 2010-04-22Exp: 2019-04-22→ Common Stock (37,500 underlying)
Footnotes (7)
- [F1]Represents shares of Common Stock held by The Hercules Segalas Irrevocable Trust (the "Segalas Trust") for the benefit of an immediate family member of the reporting person. The reporting person is sole trustee of the Segalas Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Segalas Trust.
- [F2]Represents shares of Common Stock held by daughter. The reporting person disclaims beneficial ownership of these shares.
- [F3]Represents shares of Common Stock held jointly with daughter.
- [F4]Represents shares of Common Stock held by The Katherine Lacy Segalas Devlin Irrevocable Trust (the "Devlin Trust") for the benefit of an immediate family member of the reporting person. The reporting person is co-trustee of the Devlin Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Devlin Trust.
- [F5]Options previously granted. All options are currently vested.
- [F6]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the reporting person elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.
- [F7]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 16,097 DSUs acquired pursuant to dividend reinvestments for which no additional price was paid.
Documents
Issuer
ANNALY CAPITAL MANAGEMENT INC
CIK 0001043219
Entity typeother
Related Parties
1- filerCIK 0001259017
Filing Metadata
- Form type
- 4
- Filed
- May 24, 8:00 PM ET
- Accepted
- May 25, 4:23 PM ET
- Size
- 14.3 KB