NORDBERG E WAYNE 4
4 · ANNALY CAPITAL MANAGEMENT INC · Filed May 25, 2018
Insider Transaction Report
Form 4
NORDBERG E WAYNE
Director
Transactions
- Award
Deferred Stock Units
2018-05-23+12,858→ 94,175 total→ Common Stock (12,858 underlying)
Holdings
- 9,000(indirect: By Spouse)
Common Stock
- 43,250
Common Stock
- 10,000(indirect: By Trust)
Common Stock
- 20,000
Option to purchase Common Stock
Exercise: $15.61Exp: 2018-09-19→ Common Stock (20,000 underlying) - 50,000
Option to purchase Common Stock
Exercise: $13.25Exp: 2019-04-22→ Common Stock (50,000 underlying)
Footnotes (3)
- [F1]Options previously granted. All options are currently vested.
- [F2]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
- [F3]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 23,151 DSUs acquired pursuant to dividend reinvestments for which no additional price was paid.