BRADY KEVIN 4
4 · ANNALY CAPITAL MANAGEMENT INC · Filed May 25, 2018
Insider Transaction Report
Form 4
BRADY KEVIN
Director
Transactions
- Award
Deferred Stock Units
2018-05-23+12,858→ 87,121 total→ Common Stock (12,858 underlying)
Holdings
- 750(indirect: By daughter)
Common Stock
- 12,500
Option to purchase Common Stock
Exercise: $13.25Exp: 2019-04-22→ Common Stock (12,500 underlying) - 53,150
Common Stock
- 48,750(indirect: By Trust)
Common Stock
- 42,500(indirect: By Spouse)
Common Stock
- 750(indirect: By daughter)
Common Stock
- 10,000
Option to purchase Common Stock
Exercise: $15.61Exp: 2018-09-19→ Common Stock (10,000 underlying)
Footnotes (5)
- [F1]Includes 9,000 shares inherited from the reporting person's mother in April 2018, which were previously reported as indirectly held by the reporting person.
- [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- [F3]Options previously granted. All options are currently vested.
- [F4]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
- [F5]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 16,097 DSUs acquired pursuant to dividend reinvestments for which no additional price was paid.