Lightspeed Ultimate General Partner Select, Ltd. 3
3 · Guardant Health, Inc. · Filed Oct 3, 2018
Insider Transaction Report
Form 3
Holdings
- (indirect: By Lightspeed Venture Partners Select, L.P.)
SERIES D PREFERRED STOCK
→ COMMON STOCK (508,497 underlying) - (indirect: By Lightspeed Venture Partners Select, L.P.)
SERIES E PREFERRED STOCK
→ COMMON STOCK (44,866 underlying) - (indirect: By Lightspeed Venture Partners Select, L.P.)
SERIES C PREFERRED STOCK
→ COMMON STOCK (2,046,035 underlying)
Footnotes (2)
- [F1]The shares of the Issuer's Series C, Series D and Series E Preferred Stock (collectively, the "Preferred Stock) are convertible, at the option of the holder, into shares of Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Issuer's Amended and Restated Certificate of Incorporation (as amended, the "Certificate of Incorporation")). The shares of Preferred Stock will automatically convert into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.
- [F2]The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.