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3//SEC Filing

Khosla Ventures IV, L.P. 3

Accession 0001628280-18-012298

CIK 0001576280other
View on SEC.govCompany Profile

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 7:25 PM ET

Size

22.4 KB

Accession

0001628280-18-012298

Insider Transaction Report

Form 3
Period: 2018-10-03
Guardant Health, Inc.GH
Khosla Ventures IV, L.P.
10% Owner
Holdings

  • SERIES C PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (1,318,688 underlying)

  • SERIES E PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (42,169 underlying)

  • SERIES B PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (281,020 underlying)

  • SERIES B PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (4,395,627 underlying)

  • SERIES C PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (84,306 underlying)

  • SERIES D PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (61,111 underlying)

  • SERIES D PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (955,882 underlying)

  • SERIES E PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (2,695 underlying)
Khosla Ventures IV (CF), L.P.
10% Owner
Holdings

  • SERIES E PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (42,169 underlying)

  • SERIES B PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (281,020 underlying)

  • SERIES C PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (84,306 underlying)

  • SERIES D PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (955,882 underlying)

  • SERIES B PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (4,395,627 underlying)

  • SERIES C PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (1,318,688 underlying)

  • SERIES E PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (2,695 underlying)

  • SERIES D PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (61,111 underlying)
Khosla Ventures Associates IV, LLC
10% Owner
Holdings

  • SERIES E PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (2,695 underlying)

  • SERIES B PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (281,020 underlying)

  • SERIES C PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (1,318,688 underlying)

  • SERIES D PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (955,882 underlying)

  • SERIES E PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (42,169 underlying)

  • SERIES B PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (4,395,627 underlying)

  • SERIES C PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (84,306 underlying)

  • SERIES D PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (61,111 underlying)
VK Services, LLC
10% Owner
Holdings

  • SERIES B PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (281,020 underlying)

  • SERIES D PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (61,111 underlying)

  • SERIES E PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (2,695 underlying)

  • SERIES E PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (42,169 underlying)

  • SERIES C PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (84,306 underlying)

  • SERIES D PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (955,882 underlying)

  • SERIES C PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (1,318,688 underlying)

  • SERIES B PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (4,395,627 underlying)
KHOSLA VINOD
10% Owner
Holdings

  • SERIES C PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (84,306 underlying)

  • SERIES E PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (42,169 underlying)

  • SERIES B PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (281,020 underlying)

  • SERIES B PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (4,395,627 underlying)

  • SERIES C PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (1,318,688 underlying)

  • SERIES D PREFERRED STOCK

    (indirect: Khosla Ventures IV, L.P.)
    → COMMON STOCK (955,882 underlying)

  • SERIES D PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (61,111 underlying)

  • SERIES E PREFERRED STOCK

    (indirect: Khosla Ventures IV (CF), L.P.)
    → COMMON STOCK (2,695 underlying)
Footnotes (3)
  • [F1]The shares of the Issuer's Series B, Series C, Series D and Series E Preferred Stock (collectively, the "Preferred Stock") are convertible, at the option of the holder, into shares of Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Issuer's Amended and Restated Certificate of Incorporation (as amended, the "Certificate of Incorporation")). The shares of Preferred Stock will automatically convert into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.
  • [F2]Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the sole manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services, and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  • [F3]Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the sole manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its respective pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Documents

1 file

Issuer

Guardant Health, Inc.

CIK 0001576280

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001521016

Filing Metadata

Form type
3
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 7:25 PM ET
Size
22.4 KB
View on SEC.gov