Home/Filings/4/0001628280-18-012468

4//SEC Filing

Lightspeed Ultimate General Partner Select, Ltd. 4

Accession 0001628280-18-012468

CIK 0001576280other

View on SEC.gov Company Profile

Filed

Oct 10, 8:00 PM ET

Accepted

Oct 11, 1:23 PM ET

Size

26.5 KB

Accession

0001628280-18-012468

Insider Transaction Report

Form 4

Period: 2018-10-09

Guardant Health, Inc.GH

Lightspeed General Partner Select, L.P.

10% Owner

Transactions

Conversion
COMMON STOCK
2018-10-09+508,497→ 2,554,532 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
SERIES C PREFERRED STOCK
2018-10-09−2,046,035→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (2,046,035 underlying)
Conversion
SERIES E PREFERRED STOCK
2018-10-09−44,866→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (44,866 underlying)
Conversion
SERIES D PREFERRED STOCK
2018-10-09−508,497→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (508,497 underlying)
Conversion
COMMON STOCK
2018-10-09+44,866→ 2,599,398 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
COMMON STOCK
2018-10-09+2,046,035→ 2,046,035 total(indirect: By Lightspeed Venture Partners Select, L.P.)

Eggers Barry

10% Owner

Transactions

Conversion
COMMON STOCK
2018-10-09+44,866→ 2,599,398 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
SERIES E PREFERRED STOCK
2018-10-09−44,866→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (44,866 underlying)
Conversion
COMMON STOCK
2018-10-09+2,046,035→ 2,046,035 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
SERIES D PREFERRED STOCK
2018-10-09−508,497→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (508,497 underlying)
Conversion
SERIES C PREFERRED STOCK
2018-10-09−2,046,035→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (2,046,035 underlying)
Conversion
COMMON STOCK
2018-10-09+508,497→ 2,554,532 total(indirect: By Lightspeed Venture Partners Select, L.P.)

Liew Jeremy

10% Owner

Transactions

Conversion
COMMON STOCK
2018-10-09+508,497→ 2,554,532 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
COMMON STOCK
2018-10-09+44,866→ 2,599,398 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
COMMON STOCK
2018-10-09+2,046,035→ 2,046,035 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
SERIES C PREFERRED STOCK
2018-10-09−2,046,035→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (2,046,035 underlying)
Conversion
SERIES E PREFERRED STOCK
2018-10-09−44,866→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (44,866 underlying)
Conversion
SERIES D PREFERRED STOCK
2018-10-09−508,497→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (508,497 underlying)

Mhatre Ravi

10% Owner

Transactions

Conversion
COMMON STOCK
2018-10-09+2,046,035→ 2,046,035 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
SERIES C PREFERRED STOCK
2018-10-09−2,046,035→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (2,046,035 underlying)
Conversion
SERIES D PREFERRED STOCK
2018-10-09−508,497→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (508,497 underlying)
Conversion
COMMON STOCK
2018-10-09+508,497→ 2,554,532 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
SERIES E PREFERRED STOCK
2018-10-09−44,866→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (44,866 underlying)
Conversion
COMMON STOCK
2018-10-09+44,866→ 2,599,398 total(indirect: By Lightspeed Venture Partners Select, L.P.)

Nieh Peter

10% Owner

Transactions

Conversion
COMMON STOCK
2018-10-09+2,046,035→ 2,046,035 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
SERIES C PREFERRED STOCK
2018-10-09−2,046,035→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (2,046,035 underlying)
Conversion
COMMON STOCK
2018-10-09+44,866→ 2,599,398 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
SERIES D PREFERRED STOCK
2018-10-09−508,497→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (508,497 underlying)
Conversion
SERIES E PREFERRED STOCK
2018-10-09−44,866→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (44,866 underlying)
Conversion
COMMON STOCK
2018-10-09+508,497→ 2,554,532 total(indirect: By Lightspeed Venture Partners Select, L.P.)

SCHAEPE CHRISTOPHER J

10% Owner

Transactions

Conversion
COMMON STOCK
2018-10-09+44,866→ 2,599,398 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
SERIES C PREFERRED STOCK
2018-10-09−2,046,035→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (2,046,035 underlying)
Conversion
COMMON STOCK
2018-10-09+2,046,035→ 2,046,035 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
SERIES E PREFERRED STOCK
2018-10-09−44,866→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (44,866 underlying)
Conversion
COMMON STOCK
2018-10-09+508,497→ 2,554,532 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
SERIES D PREFERRED STOCK
2018-10-09−508,497→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (508,497 underlying)

Lightspeed Ultimate General Partner Select, Ltd.

10% Owner

Transactions

Conversion
SERIES C PREFERRED STOCK
2018-10-09−2,046,035→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (2,046,035 underlying)
Conversion
SERIES D PREFERRED STOCK
2018-10-09−508,497→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (508,497 underlying)
Conversion
SERIES E PREFERRED STOCK
2018-10-09−44,866→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (44,866 underlying)
Conversion
COMMON STOCK
2018-10-09+508,497→ 2,554,532 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
COMMON STOCK
2018-10-09+44,866→ 2,599,398 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
COMMON STOCK
2018-10-09+2,046,035→ 2,046,035 total(indirect: By Lightspeed Venture Partners Select, L.P.)

Lightspeed Venture Partners Select, L.P.

10% Owner

Transactions

Conversion
COMMON STOCK
2018-10-09+2,046,035→ 2,046,035 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
COMMON STOCK
2018-10-09+508,497→ 2,554,532 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
COMMON STOCK
2018-10-09+44,866→ 2,599,398 total(indirect: By Lightspeed Venture Partners Select, L.P.)
Conversion
SERIES C PREFERRED STOCK
2018-10-09−2,046,035→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (2,046,035 underlying)
Conversion
SERIES D PREFERRED STOCK
2018-10-09−508,497→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (508,497 underlying)
Conversion
SERIES E PREFERRED STOCK
2018-10-09−44,866→ 0 total(indirect: By Lightspeed Venture Partners Select, L.P.)
→ COMMON STOCK (44,866 underlying)

Footnotes (2)

[F1]The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.
[F2]The shares are directly held by Lightspeed Venture Partners Select, L.P. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Venture Partners Select, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners Select, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Documents

1 file

4
wf-form4_153927856828683.xmlPrimary
FORM 4

Issuer

Guardant Health, Inc.

CIK 0001576280

→

Entity typeother

IncorporatedCayman Islands

Related Parties

filerCIK 0001700544

Filing Metadata

Form type: 4
Filed: Oct 10, 8:00 PM ET
Accepted: Oct 11, 1:23 PM ET
Size: 26.5 KB

View on SEC.gov