4//SEC Filing
Lightspeed Ultimate General Partner X, Ltd. 4
Accession 0001628280-18-012469
CIK 0001576280other
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 1:23 PM ET
Size
25.2 KB
Accession
0001628280-18-012469
Insider Transaction Report
Form 4
Transactions
- Conversion
COMMON STOCK
2018-10-09+58,458→ 58,458 total(indirect: By Lightspeed Affiliates X, L.P.) - Conversion
COMMON STOCK
2018-10-09+1,169,163→ 1,169,163 total(indirect: By Lightspeed Venture Partners X, L.P.) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−1,169,163→ 0 total(indirect: By Lightspeed Venture Partners X, L.P.)→ COMMON STOCK (1,169,163 underlying) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−58,458→ 0 total(indirect: By Lightspeed Affiliates X, L.P.)→ COMMON STOCK (58,458 underlying)
Lightspeed Affiliates X, L.P.
10% Owner
Transactions
- Conversion
SERIES C PREFERRED STOCK
2018-10-09−1,169,163→ 0 total(indirect: By Lightspeed Venture Partners X, L.P.)→ COMMON STOCK (1,169,163 underlying) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−58,458→ 0 total(indirect: By Lightspeed Affiliates X, L.P.)→ COMMON STOCK (58,458 underlying) - Conversion
COMMON STOCK
2018-10-09+58,458→ 58,458 total(indirect: By Lightspeed Affiliates X, L.P.) - Conversion
COMMON STOCK
2018-10-09+1,169,163→ 1,169,163 total(indirect: By Lightspeed Venture Partners X, L.P.)
Lightspeed Venture Partners X, L.P.
10% Owner
Transactions
- Conversion
SERIES C PREFERRED STOCK
2018-10-09−58,458→ 0 total(indirect: By Lightspeed Affiliates X, L.P.)→ COMMON STOCK (58,458 underlying) - Conversion
COMMON STOCK
2018-10-09+1,169,163→ 1,169,163 total(indirect: By Lightspeed Venture Partners X, L.P.) - Conversion
COMMON STOCK
2018-10-09+58,458→ 58,458 total(indirect: By Lightspeed Affiliates X, L.P.) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−1,169,163→ 0 total(indirect: By Lightspeed Venture Partners X, L.P.)→ COMMON STOCK (1,169,163 underlying)
Eggers Barry
10% Owner
Transactions
- Conversion
SERIES C PREFERRED STOCK
2018-10-09−58,458→ 0 total(indirect: By Lightspeed Affiliates X, L.P.)→ COMMON STOCK (58,458 underlying) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−1,169,163→ 0 total(indirect: By Lightspeed Venture Partners X, L.P.)→ COMMON STOCK (1,169,163 underlying) - Conversion
COMMON STOCK
2018-10-09+1,169,163→ 1,169,163 total(indirect: By Lightspeed Venture Partners X, L.P.) - Conversion
COMMON STOCK
2018-10-09+58,458→ 58,458 total(indirect: By Lightspeed Affiliates X, L.P.)
Liew Jeremy
10% Owner
Transactions
- Conversion
COMMON STOCK
2018-10-09+58,458→ 58,458 total(indirect: By Lightspeed Affiliates X, L.P.) - Conversion
COMMON STOCK
2018-10-09+1,169,163→ 1,169,163 total(indirect: By Lightspeed Venture Partners X, L.P.) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−1,169,163→ 0 total(indirect: By Lightspeed Venture Partners X, L.P.)→ COMMON STOCK (1,169,163 underlying) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−58,458→ 0 total(indirect: By Lightspeed Affiliates X, L.P.)→ COMMON STOCK (58,458 underlying)
SCHAEPE CHRISTOPHER J
10% Owner
Transactions
- Conversion
SERIES C PREFERRED STOCK
2018-10-09−58,458→ 0 total(indirect: By Lightspeed Affiliates X, L.P.)→ COMMON STOCK (58,458 underlying) - Conversion
COMMON STOCK
2018-10-09+58,458→ 58,458 total(indirect: By Lightspeed Affiliates X, L.P.) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−1,169,163→ 0 total(indirect: By Lightspeed Venture Partners X, L.P.)→ COMMON STOCK (1,169,163 underlying) - Conversion
COMMON STOCK
2018-10-09+1,169,163→ 1,169,163 total(indirect: By Lightspeed Venture Partners X, L.P.)
Lightspeed General Partner X, L.P.
10% Owner
Transactions
- Conversion
COMMON STOCK
2018-10-09+1,169,163→ 1,169,163 total(indirect: By Lightspeed Venture Partners X, L.P.) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−58,458→ 0 total(indirect: By Lightspeed Affiliates X, L.P.)→ COMMON STOCK (58,458 underlying) - Conversion
COMMON STOCK
2018-10-09+58,458→ 58,458 total(indirect: By Lightspeed Affiliates X, L.P.) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−1,169,163→ 0 total(indirect: By Lightspeed Venture Partners X, L.P.)→ COMMON STOCK (1,169,163 underlying)
Mhatre Ravi
10% Owner
Transactions
- Conversion
COMMON STOCK
2018-10-09+58,458→ 58,458 total(indirect: By Lightspeed Affiliates X, L.P.) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−58,458→ 0 total(indirect: By Lightspeed Affiliates X, L.P.)→ COMMON STOCK (58,458 underlying) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−1,169,163→ 0 total(indirect: By Lightspeed Venture Partners X, L.P.)→ COMMON STOCK (1,169,163 underlying) - Conversion
COMMON STOCK
2018-10-09+1,169,163→ 1,169,163 total(indirect: By Lightspeed Venture Partners X, L.P.)
Nieh Peter
10% Owner
Transactions
- Conversion
SERIES C PREFERRED STOCK
2018-10-09−1,169,163→ 0 total(indirect: By Lightspeed Venture Partners X, L.P.)→ COMMON STOCK (1,169,163 underlying) - Conversion
COMMON STOCK
2018-10-09+58,458→ 58,458 total(indirect: By Lightspeed Affiliates X, L.P.) - Conversion
COMMON STOCK
2018-10-09+1,169,163→ 1,169,163 total(indirect: By Lightspeed Venture Partners X, L.P.) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−58,458→ 0 total(indirect: By Lightspeed Affiliates X, L.P.)→ COMMON STOCK (58,458 underlying)
Footnotes (3)
- [F1]The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.
- [F2]The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F3]The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Documents
Issuer
Guardant Health, Inc.
CIK 0001576280
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001700549
Filing Metadata
- Form type
- 4
- Filed
- Oct 10, 8:00 PM ET
- Accepted
- Oct 11, 1:23 PM ET
- Size
- 25.2 KB