4//SEC Filing
Khosla Ventures IV, L.P. 4
Accession 0001628280-18-012482
CIK 0001576280other
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 4:28 PM ET
Size
42.4 KB
Accession
0001628280-18-012482
Insider Transaction Report
Form 4
Khosla Ventures IV, L.P.
10% Owner
Transactions
- Conversion
COMMON STOCK
2018-10-09+281,020→ 281,020 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
COMMON STOCK
2018-10-09+42,169→ 42,169 total(indirect: Khosla Ventures IV, L.P) - Conversion
COMMON STOCK
2018-10-09+84,306→ 84,306 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
COMMON STOCK
2018-10-09+1,318,688→ 1,318,688 total(indirect: Khosla Ventures IV, L.P) - Conversion
COMMON STOCK
2018-10-09+2,695→ 2,695 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
SERIES B PREFERRED STOCK
2018-10-09−281,020→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (281,020 underlying) - Conversion
COMMON STOCK
2018-10-09+4,395,627→ 4,395,627 total(indirect: Khosla Ventures IV, L.P) - Conversion
COMMON STOCK
2018-10-09+61,111→ 61,111 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−84,306→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (84,306 underlying) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−1,316,688→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (1,316,688 underlying) - Conversion
SERIES D PREFERRED STOCK
2018-10-09−61,111→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (61,111 underlying) - Conversion
SERIES D PREFERRED STOCK
2018-10-09−955,882→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (955,882 underlying) - Conversion
SERIES E PREFERRED STOCK
2018-10-09−2,695→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (2,695 underlying) - Conversion
SERIES E PREFERRED STOCK
2018-10-09−42,169→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (42,169 underlying) - Conversion
COMMON STOCK
2018-10-09+955,882→ 955,882 total(indirect: Khosla Ventures IV, L.P) - Conversion
SERIES B PREFERRED STOCK
2018-10-09−4,395,627→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (4,395,627 underlying)
Khosla Ventures IV (CF), L.P.
10% Owner
Transactions
- Conversion
COMMON STOCK
2018-10-09+1,318,688→ 1,318,688 total(indirect: Khosla Ventures IV, L.P) - Conversion
COMMON STOCK
2018-10-09+61,111→ 61,111 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
COMMON STOCK
2018-10-09+955,882→ 955,882 total(indirect: Khosla Ventures IV, L.P) - Conversion
COMMON STOCK
2018-10-09+2,695→ 2,695 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
COMMON STOCK
2018-10-09+42,169→ 42,169 total(indirect: Khosla Ventures IV, L.P) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−84,306→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (84,306 underlying) - Conversion
SERIES D PREFERRED STOCK
2018-10-09−61,111→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (61,111 underlying) - Conversion
COMMON STOCK
2018-10-09+84,306→ 84,306 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
SERIES B PREFERRED STOCK
2018-10-09−281,020→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (281,020 underlying) - Conversion
SERIES B PREFERRED STOCK
2018-10-09−4,395,627→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (4,395,627 underlying) - Conversion
SERIES D PREFERRED STOCK
2018-10-09−955,882→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (955,882 underlying) - Conversion
COMMON STOCK
2018-10-09+281,020→ 281,020 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
COMMON STOCK
2018-10-09+4,395,627→ 4,395,627 total(indirect: Khosla Ventures IV, L.P) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−1,316,688→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (1,316,688 underlying) - Conversion
SERIES E PREFERRED STOCK
2018-10-09−2,695→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (2,695 underlying) - Conversion
SERIES E PREFERRED STOCK
2018-10-09−42,169→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (42,169 underlying)
Khosla Ventures Associates IV, LLC
10% Owner
Transactions
- Conversion
COMMON STOCK
2018-10-09+2,695→ 2,695 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
SERIES B PREFERRED STOCK
2018-10-09−281,020→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (281,020 underlying) - Conversion
SERIES B PREFERRED STOCK
2018-10-09−4,395,627→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (4,395,627 underlying) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−1,316,688→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (1,316,688 underlying) - Conversion
SERIES D PREFERRED STOCK
2018-10-09−955,882→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (955,882 underlying) - Conversion
COMMON STOCK
2018-10-09+42,169→ 42,169 total(indirect: Khosla Ventures IV, L.P) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−84,306→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (84,306 underlying) - Conversion
SERIES D PREFERRED STOCK
2018-10-09−61,111→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (61,111 underlying) - Conversion
SERIES E PREFERRED STOCK
2018-10-09−2,695→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (2,695 underlying) - Conversion
COMMON STOCK
2018-10-09+84,306→ 84,306 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
COMMON STOCK
2018-10-09+61,111→ 61,111 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
COMMON STOCK
2018-10-09+281,020→ 281,020 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
COMMON STOCK
2018-10-09+4,395,627→ 4,395,627 total(indirect: Khosla Ventures IV, L.P) - Conversion
COMMON STOCK
2018-10-09+1,318,688→ 1,318,688 total(indirect: Khosla Ventures IV, L.P) - Conversion
COMMON STOCK
2018-10-09+955,882→ 955,882 total(indirect: Khosla Ventures IV, L.P) - Conversion
SERIES E PREFERRED STOCK
2018-10-09−42,169→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (42,169 underlying)
VK Services, LLC
10% Owner
Transactions
- Conversion
COMMON STOCK
2018-10-09+61,111→ 61,111 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
COMMON STOCK
2018-10-09+2,695→ 2,695 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
SERIES B PREFERRED STOCK
2018-10-09−281,020→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (281,020 underlying) - Conversion
SERIES B PREFERRED STOCK
2018-10-09−4,395,627→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (4,395,627 underlying) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−1,316,688→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (1,316,688 underlying) - Conversion
SERIES D PREFERRED STOCK
2018-10-09−955,882→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (955,882 underlying) - Conversion
SERIES E PREFERRED STOCK
2018-10-09−42,169→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (42,169 underlying) - Conversion
COMMON STOCK
2018-10-09+281,020→ 281,020 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
COMMON STOCK
2018-10-09+84,306→ 84,306 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
COMMON STOCK
2018-10-09+955,882→ 955,882 total(indirect: Khosla Ventures IV, L.P) - Conversion
COMMON STOCK
2018-10-09+4,395,627→ 4,395,627 total(indirect: Khosla Ventures IV, L.P) - Conversion
COMMON STOCK
2018-10-09+1,318,688→ 1,318,688 total(indirect: Khosla Ventures IV, L.P) - Conversion
COMMON STOCK
2018-10-09+42,169→ 42,169 total(indirect: Khosla Ventures IV, L.P) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−84,306→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (84,306 underlying) - Conversion
SERIES D PREFERRED STOCK
2018-10-09−61,111→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (61,111 underlying) - Conversion
SERIES E PREFERRED STOCK
2018-10-09−2,695→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (2,695 underlying)
KHOSLA VINOD
10% Owner
Transactions
- Conversion
COMMON STOCK
2018-10-09+4,395,627→ 4,395,627 total(indirect: Khosla Ventures IV, L.P) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−1,316,688→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (1,316,688 underlying) - Conversion
SERIES D PREFERRED STOCK
2018-10-09−955,882→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (955,882 underlying) - Conversion
SERIES E PREFERRED STOCK
2018-10-09−42,169→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (42,169 underlying) - Conversion
COMMON STOCK
2018-10-09+281,020→ 281,020 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
COMMON STOCK
2018-10-09+84,306→ 84,306 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
COMMON STOCK
2018-10-09+1,318,688→ 1,318,688 total(indirect: Khosla Ventures IV, L.P) - Conversion
COMMON STOCK
2018-10-09+61,111→ 61,111 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
COMMON STOCK
2018-10-09+955,882→ 955,882 total(indirect: Khosla Ventures IV, L.P) - Conversion
COMMON STOCK
2018-10-09+2,695→ 2,695 total(indirect: Khosla Ventures IV (CF), L.P.) - Conversion
COMMON STOCK
2018-10-09+42,169→ 42,169 total(indirect: Khosla Ventures IV, L.P) - Conversion
SERIES B PREFERRED STOCK
2018-10-09−281,020→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (281,020 underlying) - Conversion
SERIES B PREFERRED STOCK
2018-10-09−4,395,627→ 0 total(indirect: Khosla Ventures IV, L.P.)→ COMMON STOCK (4,395,627 underlying) - Conversion
SERIES C PREFERRED STOCK
2018-10-09−84,306→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (84,306 underlying) - Conversion
SERIES D PREFERRED STOCK
2018-10-09−61,111→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (61,111 underlying) - Conversion
SERIES E PREFERRED STOCK
2018-10-09−2,695→ 0 total(indirect: Khosla Ventures IV (CF), L.P.)→ COMMON STOCK (2,695 underlying)
Footnotes (3)
- [F1]The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Amended and Restated Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.
- [F2]Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the sole manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services, and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F3]Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the sole manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its respective pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Documents
Issuer
Guardant Health, Inc.
CIK 0001576280
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001521016
Filing Metadata
- Form type
- 4
- Filed
- Oct 10, 8:00 PM ET
- Accepted
- Oct 11, 4:28 PM ET
- Size
- 42.4 KB