4//SEC Filing
Ghez Nomi 4
Accession 0001628280-18-012668
CIK 0001702744other
Filed
Oct 18, 8:00 PM ET
Accepted
Oct 19, 12:44 PM ET
Size
8.8 KB
Accession
0001628280-18-012668
Insider Transaction Report
Form 4
Ghez Nomi
Director
Transactions
- Exercise of In-Money
Common Stock
2018-10-17$11.50/sh+8,333$95,830→ 91,221 total - Sale
Common Stock
2018-10-17−5,157→ 86,064 total - Exercise of In-Money
Warrants (Right to Buy)
2018-10-17−8,333→ 0 totalExercise: $11.50From: 2017-08-06Exp: 2022-08-06→ Common Stock (8,333 underlying)
Footnotes (2)
- [F1]On October 4, 2018, the issuer announced that, pursuant to the warrant agreement and in connection with a notice of redemption of the warrants, the issuer elected to require that all of its publicly-traded warrants only be exercised on a cashless basis. Accordingly, holders of the warrants are deemed to pay the $11.50 exercise price by the surrender of 0.61885 of a share of common stock of the issuer that such holder would have been entitled to receive upon a cash exercise of such warrants. Therefore, by virtue of the cashless exercise of the warrants, the reporting person received 0.38115 of a share of the issuer's common stock for each warrant surrendered for exercise.
- [F2]Represents shares withheld by the issuer to cover the exercise price of the warrants in the cashless exercise.
Documents
Issuer
Simply Good Foods Co
CIK 0001702744
Entity typeother
Related Parties
1- filerCIK 0001535662
Filing Metadata
- Form type
- 4
- Filed
- Oct 18, 8:00 PM ET
- Accepted
- Oct 19, 12:44 PM ET
- Size
- 8.8 KB