4//SEC Filing
Penn Laurence 4
Accession 0001628280-18-014411
CIK 0001411342other
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 4:24 PM ET
Size
6.1 KB
Accession
0001628280-18-014411
Insider Transaction Report
Form 4
Penn Laurence
DirectorCEO and President
Transactions
- Purchase
Common Shares rep limited liability company interests
2018-11-14$16.15/sh+28,631$462,391→ 105,563 total
Holdings
- 468,611(indirect: See footnote)
Common Shares rep limited liability company interests
Footnotes (2)
- [F1]This transaction was executed in multiple trades at prices ranging from $16.09 to $16.23. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Mr. Penn is a limited partner in EMG Holdings L.P. ("EMGH"), which holds certain common shares with respect to which Mr. Penn receives the economic benefit but does not have voting or dispositive power while held by EMGH. Historically, Mr. Penn has had the right to withdraw from EMGH some of those common shares, but not others. Mr. Penn currently has the right to withdraw 468,611 of these common shares from EMGH.
Documents
Issuer
Ellington Financial LLC
CIK 0001411342
Entity typeother
Related Parties
1- filerCIK 0001474801
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 4:24 PM ET
- Size
- 6.1 KB