Roame Charles 4
4 · ENVESTNET, INC. · Filed Mar 6, 2019
Insider Transaction Report
Form 4
Roame Charles
Director
Transactions
- Award
Common Stock
2019-03-04+2,490→ 13,038 total(indirect: See Footnote)
Holdings
- 1,782
Common Stock
- 3,165(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]Represents restricted stock units that vest on the first anniversary of the date of the grant. These restricted stock units convert into common stock on a one-for-one basis.
- [F2]Represents shares held by a trust in which Mr. Roame is the trustee.
- [F3]Mr. Roame is Managing Partner of Tiburon Strategic Advisors, LLC ("Tiburon"). As Managing Partner of Tiburon, Mr. Roame may be deemed to have voting and investment power over the shares owned by Tiburon. Mr. Roame disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.