Home/Filings/4/0001628280-19-007807

4//SEC Filing

Andreessen Horowitz Fund I, L.P. 4

Accession 0001628280-19-007807

CIK 0001764925other

View on SEC.gov Company Profile

Filed

Jun 6, 8:00 PM ET

Accepted

Jun 7, 7:44 PM ET

Size

36.4 KB

Accession

0001628280-19-007807

Insider Transaction Report

Form 4

Period: 2019-06-07

Slack Technologies, Inc.WORK

Andreessen Horowitz Fund I, L.P.

10% Owner

Transactions

Conversion
Series E Preferred Stock
2019-06-07−97,103→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (97,103 underlying)
Other
Class B Common Stock
2019-06-07+48,387,360→ 48,387,360 total(indirect: By:Andreessen Horowitz Fund I, L.P.)
→ Class A Common Stock (48,387,360 underlying)
Conversion
Series B Preferred Stock
2019-06-07−35,222,670→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.)
→ Class B Common Stock (35,222,670 underlying)
Conversion
Series C Preferred Stock
2019-06-07−10,481,400→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (10,481,400 underlying)
Conversion
Series A Preferred Stock
2019-06-07−13,164,690→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.)
→ Class B Common Stock (13,164,690 underlying)
Conversion
Series D Preferred Stock
2019-06-07−5,490,180→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (5,490,180 underlying)
Conversion
Series D-1 Preferred Stock
2019-06-07−35,190→ 0 total(indirect: By LLC)
→ Class B Common Stock (35,190 underlying)
Other
Class B Common Stock
2019-06-07+16,068,683→ 18,092,974 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class A Common Stock (16,068,683 underlying)
Other
Class B Common Stock
2019-06-07+35,190→ 42,990 total(indirect: By LLC)
→ Class A Common Stock (35,190 underlying)

Andreessen Horowitz Fund I-B, L.P.

10% Owner

Transactions

Conversion
Series A Preferred Stock
2019-06-07−13,164,690→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.)
→ Class B Common Stock (13,164,690 underlying)
Conversion
Series B Preferred Stock
2019-06-07−35,222,670→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.)
→ Class B Common Stock (35,222,670 underlying)
Conversion
Series C Preferred Stock
2019-06-07−10,481,400→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (10,481,400 underlying)
Conversion
Series D Preferred Stock
2019-06-07−5,490,180→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (5,490,180 underlying)
Conversion
Series E Preferred Stock
2019-06-07−97,103→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (97,103 underlying)
Other
Class B Common Stock
2019-06-07+48,387,360→ 48,387,360 total(indirect: By:Andreessen Horowitz Fund I, L.P.)
→ Class A Common Stock (48,387,360 underlying)
Other
Class B Common Stock
2019-06-07+16,068,683→ 18,092,974 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class A Common Stock (16,068,683 underlying)
Conversion
Series D-1 Preferred Stock
2019-06-07−35,190→ 0 total(indirect: By LLC)
→ Class B Common Stock (35,190 underlying)
Other
Class B Common Stock
2019-06-07+35,190→ 42,990 total(indirect: By LLC)
→ Class A Common Stock (35,190 underlying)

Andreessen Marc L

10% Owner

Transactions

Other
Class B Common Stock
2019-06-07+48,387,360→ 48,387,360 total(indirect: By:Andreessen Horowitz Fund I, L.P.)
→ Class A Common Stock (48,387,360 underlying)
Other
Class B Common Stock
2019-06-07+16,068,683→ 18,092,974 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class A Common Stock (16,068,683 underlying)
Conversion
Series D Preferred Stock
2019-06-07−5,490,180→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (5,490,180 underlying)
Conversion
Series B Preferred Stock
2019-06-07−35,222,670→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.)
→ Class B Common Stock (35,222,670 underlying)
Conversion
Series C Preferred Stock
2019-06-07−10,481,400→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (10,481,400 underlying)
Other
Class B Common Stock
2019-06-07+35,190→ 42,990 total(indirect: By LLC)
→ Class A Common Stock (35,190 underlying)
Conversion
Series A Preferred Stock
2019-06-07−13,164,690→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.)
→ Class B Common Stock (13,164,690 underlying)
Conversion
Series D-1 Preferred Stock
2019-06-07−35,190→ 0 total(indirect: By LLC)
→ Class B Common Stock (35,190 underlying)
Conversion
Series E Preferred Stock
2019-06-07−97,103→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (97,103 underlying)

HOROWITZ BENJAMIN A

10% Owner

Transactions

Conversion
Series A Preferred Stock
2019-06-07−13,164,690→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.)
→ Class B Common Stock (13,164,690 underlying)
Conversion
Series D Preferred Stock
2019-06-07−5,490,180→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (5,490,180 underlying)
Other
Class B Common Stock
2019-06-07+48,387,360→ 48,387,360 total(indirect: By:Andreessen Horowitz Fund I, L.P.)
→ Class A Common Stock (48,387,360 underlying)
Conversion
Series B Preferred Stock
2019-06-07−35,222,670→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.)
→ Class B Common Stock (35,222,670 underlying)
Conversion
Series C Preferred Stock
2019-06-07−10,481,400→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (10,481,400 underlying)
Conversion
Series D-1 Preferred Stock
2019-06-07−35,190→ 0 total(indirect: By LLC)
→ Class B Common Stock (35,190 underlying)
Conversion
Series E Preferred Stock
2019-06-07−97,103→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (97,103 underlying)
Other
Class B Common Stock
2019-06-07+16,068,683→ 18,092,974 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class A Common Stock (16,068,683 underlying)
Other
Class B Common Stock
2019-06-07+35,190→ 42,990 total(indirect: By LLC)
→ Class A Common Stock (35,190 underlying)

Andreessen Horowitz Fund I-A, L.P.

10% Owner

Transactions

Conversion
Series B Preferred Stock
2019-06-07−35,222,670→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.)
→ Class B Common Stock (35,222,670 underlying)
Conversion
Series C Preferred Stock
2019-06-07−10,481,400→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (10,481,400 underlying)
Conversion
Series D Preferred Stock
2019-06-07−5,490,180→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (5,490,180 underlying)
Conversion
Series A Preferred Stock
2019-06-07−13,164,690→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.)
→ Class B Common Stock (13,164,690 underlying)
Conversion
Series D-1 Preferred Stock
2019-06-07−35,190→ 0 total(indirect: By LLC)
→ Class B Common Stock (35,190 underlying)
Conversion
Series E Preferred Stock
2019-06-07−97,103→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (97,103 underlying)
Other
Class B Common Stock
2019-06-07+48,387,360→ 48,387,360 total(indirect: By:Andreessen Horowitz Fund I, L.P.)
→ Class A Common Stock (48,387,360 underlying)
Other
Class B Common Stock
2019-06-07+16,068,683→ 18,092,974 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class A Common Stock (16,068,683 underlying)
Other
Class B Common Stock
2019-06-07+35,190→ 42,990 total(indirect: By LLC)
→ Class A Common Stock (35,190 underlying)

AH Equity Partners I, L.L.C.

10% Owner

Transactions

Conversion
Series A Preferred Stock
2019-06-07−13,164,690→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.)
→ Class B Common Stock (13,164,690 underlying)
Conversion
Series D Preferred Stock
2019-06-07−5,490,180→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (5,490,180 underlying)
Conversion
Series D-1 Preferred Stock
2019-06-07−35,190→ 0 total(indirect: By LLC)
→ Class B Common Stock (35,190 underlying)
Other
Class B Common Stock
2019-06-07+48,387,360→ 48,387,360 total(indirect: By:Andreessen Horowitz Fund I, L.P.)
→ Class A Common Stock (48,387,360 underlying)
Other
Class B Common Stock
2019-06-07+35,190→ 42,990 total(indirect: By LLC)
→ Class A Common Stock (35,190 underlying)
Conversion
Series B Preferred Stock
2019-06-07−35,222,670→ 0 total(indirect: By: Andreessen Horowitz Fund I, L.P.)
→ Class B Common Stock (35,222,670 underlying)
Conversion
Series C Preferred Stock
2019-06-07−10,481,400→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (10,481,400 underlying)
Conversion
Series E Preferred Stock
2019-06-07−97,103→ 0 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class B Common Stock (97,103 underlying)
Other
Class B Common Stock
2019-06-07+16,068,683→ 18,092,974 total(indirect: By: AH Parallel Fund IV, L.P.)
→ Class A Common Stock (16,068,683 underlying)

Footnotes (7)

[F1]The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.
[F2]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.
[F3]These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). AH Equity Partners I, L.L.C. ("AH EP I"), the general partner of the AH Fund I Entities, has sole voting and dispositive power with regard to the shares held by the AH Fund I Entities. The managing members of AH EP I are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Fund I Entities. Such persons and entities disclaim beneficial ownership of the securities held by the AH Fund I Entities and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities.
[F4]These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel"), the general partner of the AH Parallel Fund IV Entities, has sole voting and dispositive power with regard to the shares held by the AH Parallel Fund IV Entities. The managing members of AH EP IV Parallel are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by the AH Parallel Fund IV Entities
[F5](Continued from Footnote 4) Such persons and entities disclaim beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities.
[F6]These shares are held of record by a16z Seed III, LLC ("a16z Seed"). The shares held directly by a16z Seed are indirectly held by Andreessen Horowitz Fund III, L.P., Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P., and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities"), the members of a16z Seed. AH Equity Partners III, L.L.C. ("AH EP III"), the general partner of the AH Fund III Entities, has sole voting and dispositive power with regard to the shares held by a16z Seed. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. Marc Andreessen and Ben Horowitz share voting and dispositive power with respect to the shares held by a16z Seed.
[F7](Continued from Footnote 6) Such persons and entities disclaim beneficial ownership of the securities held by a16z Seed and this report shall not be deemed an admission that any such person is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in a16z Seed.

Documents

1 file

4
wf-form4_155995107427287.xmlPrimary
FORM 4

Issuer

Slack Technologies, Inc.

CIK 0001764925

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001466249

Filing Metadata

Form type: 4
Filed: Jun 6, 8:00 PM ET
Accepted: Jun 7, 7:44 PM ET
Size: 36.4 KB

View on SEC.gov