Home/Filings/4/0001628280-19-008604
4//SEC Filing

Preuninger James W 4

Accession 0001628280-19-008604

CIK 0001314223other

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 6:05 PM ET

Size

14.1 KB

Accession

0001628280-19-008604

Insider Transaction Report

Form 4
Period: 2019-07-02
Preuninger James W
DirectorChief Executive Officer
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2019-07-02201,3760 total
    Exercise: $0.00Common Stock (201,376 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-07-02682,6850 total
    Common Stock (682,685 underlying)
  • Disposition to Issuer

    Common Stock

    2019-07-021,602,3690 total
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2019-07-02901,0750 total
    Common Stock (901,075 underlying)
Footnotes (5)
  • [F1]On May 12, 2019, Amber Road, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Eagle Parent Holdings, LLC ("Parent"), Chicago Merger Sub, Inc., indirect wholly-owned subsidiary of Parent ("Purchaser"), and E2open, LLC ("E2open"), solely for purposes of Section 9.17 of the Merger Agreement. Under the terms of the Merger Agreement, Purchaser commenced a cash tender offer (the "Offer") to purchase all of the issued and outstanding shares of the Company common stock, $0.001 par value per share (the "Shares"), at a purchase price of $13.05 per Share (the "Offer Price"), net to the holder thereof in cash, without interest thereon and less any applicable withholding taxes. The Offer expired as scheduled at one minute after 11:59 p.m. Eastern Time on July 1, 2019. All conditions to the Offer having been satisfied, the Purchaser accepted for payment all Shares that were validly tendered and not withdrawn in accordance with the terms of the Offer.
  • [F2]Pursuant to the Merger Agreement, each option to purchase shares (each, a "Company Option"), whether vested or unvested , that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") was cancelled and converted into the right to receive cash in an amount equal to the product of (i) the total number of Shares subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess, if any, of (x) the Offer Price over (y) the exercise price payable per Share under such Company Option, less any required withholding taxes. The consideration payable in respect of unvested Company Options (subject to certain exceptions) will be subject to the satisfaction of the original vesting conditions applicable to such unvested Company Options.
  • [F3]Each Performance Stock Unit (PSU) represents a contingent right to receive one share of common stock of the registrant.
  • [F4]Pursuant to the Merger Agreement, each vested performance stock unit or restricted stock unit granted pursuant to any Company Equity Plan (as defined in the Merger Agreement) that vests in whole or in part on the basis of the achievement of performance targets and was outstanding and unsettled immediately prior to the Effective Time (each, a "Company PSU") was cancelled and converted into the right to receive cash in an amount equal to the product of (i) the Offer Price, multiplied by (ii) the total number of Shares subject to such vested Company PSU, less any required withholding taxes.
  • [F5]Pursuant to the Merger Agreement, each restricted stock unit granted pursuant to any Company Equity Plan (as defined in the Merger Agreement) that vests solely based on time and was outstanding immediately prior to the Effective Time (each, a "Company RSU") was cancelled and converted into the right to receive cash in an amount equal to the product of (i) the Offer Price, multiplied by (ii) the total number of shares subject to such Company RSU, less any required withholding taxes (the "RSU Consideration").

Issuer

Amber Road, Inc.

CIK 0001314223

Entity typeother

Related Parties

1
  • filerCIK 0001602683

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 6:05 PM ET
Size
14.1 KB