Trafas Brian M. 4
4 · KLA CORP · Filed Aug 7, 2019
Insider Transaction Report
Form 4
KLA CORPKLAC
Trafas Brian M.
SVP, Global Customer Org.
Transactions
- Exercise/Conversion
Common Stock
2019-08-05+1,251→ 4,300 total - Sale
Common Stock
2019-08-05$130.10/sh−3,049$396,675→ 630 total - Exercise/Conversion
Common Stock
2019-08-06+5,456→ 6,086 total - Exercise/Conversion
Common Stock
2019-08-06+2,200→ 5,580 total - Tax Payment
Common Stock
2019-08-05$133.24/sh−621$82,742→ 3,679 total - Exercise/Conversion
Common Stock - Restricted Stock Units
2019-08-06−5,456→ 26,545 total - Exercise/Conversion
Common Stock - Restricted Stock Units
2019-08-06−2,200→ 24,345 total - Tax Payment
Common Stock
2019-08-06$135.64/sh−1,091$147,983→ 4,489 total - Exercise/Conversion
Common Stock - Restricted Stock Units
2019-08-05−1,251→ 32,001 total - Tax Payment
Common Stock
2019-08-06$135.64/sh−2,706$367,042→ 3,380 total - Sale
Common Stock
2019-08-06$131.87/sh−630$83,078→ 3,859 total
Footnotes (8)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.
- [F2]On August 3, 2017, the reporting person was granted 5,003 RSUs. On August 3, 2019, 25% of those shares vested but were not released until August 5, 2019.
- [F3]Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
- [F4]Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2019.
- [F5]This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2018.
- [F6]On August 6, 2015, the reporting person was granted performance RSUs that the Compensation Committee determined in 2018 was for 10,912 shares based on the satisfaction of performance criteria. On August 6, 2019, the remaining shares vested.
- [F7]Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019.
- [F8]On August 6, 2015, the reporting person was granted 5,003 RSUs. On August 6, 2019, the remaining RSUs vested.