4//SEC Filing
ROBARDS THOMAS F 4
Accession 0001628280-19-011687
CIK 0001411342other
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 2:10 PM ET
Size
10.0 KB
Accession
0001628280-19-011687
Insider Transaction Report
Form 4
ROBARDS THOMAS F
Director
Transactions
- Award
OP LTIP Units
2019-09-11+3,638→ 26,409 total→ Common Units (3,638 underlying)
Footnotes (2)
- [F1]Represents a separate non-voting class of limited liability company interests ("OP LTIP Units") of Ellington Financial Operating Partnership LLC (the "Operating Partnership"), the operating partnership subsidiary of Ellington Financial Inc. (the "Company").
- [F2]The 3,638 OP LTIP Units remain forfeitable, subject to the reporting person's continued service as a member of the board of directors of the Company, until September 10, 2020. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share (the "Common Shares"), or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan.
Issuer
Ellington Financial Inc.
CIK 0001411342
Entity typeother
Related Parties
1- filerCIK 0001185488
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 2:10 PM ET
- Size
- 10.0 KB