4//SEC Filing
MENDELSOHN LAWRENCE 4
Accession 0001628280-19-013853
CIK 0001614806other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 5:12 PM ET
Size
17.0 KB
Accession
0001628280-19-013853
Insider Transaction Report
Form 4
MENDELSOHN LAWRENCE
DirectorChief Executive Officer
Transactions
- Award
Common Stock, par value $0.01 per share
2019-11-07$15.43/sh+63,982$987,242→ 642,761 total(indirect: By LLC)
Holdings
- 110(indirect: By Trust)
Common Stock, par value $0.01 per share
- 274,667(indirect: By LLC)
Common Stock, par value $0.01 per share
- 7,710(indirect: By Partnership)
Common Stock, par value $0.01 per share
- 59,802(indirect: By LLC)
Common Stock, par value $0.01 per share
- 70(indirect: By son)
Common Stock, par value $0.01 per share
- 221(indirect: By AIM Capital)
Common Stock, par value $0.01 per share
- 75,001(indirect: By LLC)
Common Stock, par value $0.01 per share
- 96,070
Common Stock, par value $0.01 per share
- 8,518(indirect: By Flanders Street Capital Partners I., L.P.)
Common Stock, par value $0.01 per share
- 70(indirect: By Spouse)
Common Stock, par value $0.01 per share
- 962(indirect: By LLC)
Common Stock, par value $0.01 per share
- 992,529(indirect: By LLC)
Common Stock, par value $0.01 per share
- 8,000(indirect: By LLC)
7.25% Convertible Notes due 2024
Exercise: $15.02From: 2023-04-30Exp: 2024-04-30→ Common Stock, par value $0.01 per share (13,320 underlying)
Footnotes (7)
- [F1]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F2]Includes a net distribution of 15,684 shares previously held by Thetis Asset Management, LLC.
- [F3]Includes 60 shares distributed to Aspen Uranus LLC, 23 shares distributed to AIM Capital, 102 shares distributed to RPM Capital LLC, 12 shares distributed to wife through RAD Children's Trust and 189 shares distributed to Mendelsohn Family Limited Partnership by Thetis Asset Management LLC on August 20, 2019.
- [F4]Includes 274,667 shares held by Gregory Funding LLC, 642,761 shares held by Thetis Asset Management LLC, 100 shares held by Aspen Yo LLC and 75,001 shares held by Great Ajax FS LLC reported herein.
- [F5]Mr. Mendelsohn and certain members of his family are partners of Mendelsohn Family Limited Partnership.
- [F6]The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.6650 shares of the Issuer's common stock per $25.00 principal amount of notes (equivalent to a conversion price of approximately $15.02 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes.
- [F7]Calculated based on the conversion rate of 1.6650 shares of the Issuer's common stock per $25.00 principal amount of Notes.
Documents
Issuer
Great Ajax Corp.
CIK 0001614806
Entity typeother
Related Parties
1- filerCIK 0001033026
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 5:12 PM ET
- Size
- 17.0 KB