Trafas Brian M. 4

4 · KLA CORP · Filed Nov 13, 2019

Form 4

Period: 2019-11-11

SVP, Global Customer Org.

Transactions

Exercise/Conversion
Common Stock
2019-11-11+1,338→ 1,338 total
Sale
Common Stock
2019-11-11$175.13/sh−674$118,038→ 0 total
Exercise/Conversion
Common Stock - Restricted Stock Units
2019-11-11−1,338→ 21,250 total
Tax Payment
Common Stock
2019-11-11$174.43/sh−664$115,822→ 674 total

Footnotes (5)

[F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.
[F2]On November 11, 2016 the reporting person was granted RSUs for an aggregate of 5,353 shares. On November 11, 2019, 25% of the RSUs vested.
[F3]Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
[F4]Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on November 11, 2019.
[F5]This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2018.

Documents

1 file