4//SEC Filing
Schaefer John H 4
Accession 0001628280-19-014551
CIK 0001043219other
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 5:06 PM ET
Size
7.2 KB
Accession
0001628280-19-014551
Insider Transaction Report
Form 4
SCHAEFER JOHN H
Director
Transactions
- Purchase
Common Stock
2019-11-25$9.21/sh+10,000$92,100→ 87,494 total
Holdings
- 68,794
Deferred Stock Units
→ Common Stock (68,794 underlying)
Footnotes (3)
- [F1]The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $9.21 and the lowest price at which the shares were purchased was $9.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.
- [F2]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all the DSUs reported above.
- [F3]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 18,365 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.
Documents
Issuer
ANNALY CAPITAL MANAGEMENT INC
CIK 0001043219
Entity typeother
Related Parties
1- filerCIK 0001188749
Filing Metadata
- Form type
- 4
- Filed
- Nov 25, 7:00 PM ET
- Accepted
- Nov 26, 5:06 PM ET
- Size
- 7.2 KB