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4//SEC Filing

NESTOR TOD A 4

Accession 0001628280-20-005007

CIK 0000924168other

Filed

Apr 14, 8:00 PM ET

Accepted

Apr 15, 5:11 PM ET

Size

8.9 KB

Accession

0001628280-20-005007

Insider Transaction Report

Form 4
Period: 2020-04-13
NESTOR TOD A
President, CFO
Transactions
  • Purchase

    Common Stock

    2020-04-15$0.37/sh+42,470$15,599150,000 total
  • Purchase

    Common Stock

    2020-04-13$0.32/sh+51,700$16,48251,700 total
  • Purchase

    Common Stock

    2020-04-14$0.37/sh+55,830$20,624107,530 total
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3133 to $0.3236, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3552 to $0.3862, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3640 to $0.3700, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Issuer

ENERGY FOCUS, INC/DE

CIK 0000924168

Entity typeother

Related Parties

1
  • filerCIK 0001399090

Filing Metadata

Form type
4
Filed
Apr 14, 8:00 PM ET
Accepted
Apr 15, 5:11 PM ET
Size
8.9 KB