ROCKWELL MEDICAL, INC.·4

May 20, 4:40 PM ET

RAVICH MARK H 4

4 · ROCKWELL MEDICAL, INC. · Filed May 20, 2020

Insider Transaction Report

Form 4
Period: 2020-05-18
Transactions
  • Award

    Common Stock

    2020-05-18+30,800387,509 total
  • Award

    Stock Option (Right to Buy)

    2020-05-18+34,02434,024 total
    Exercise: $2.04Exp: 2030-05-18Common Stock (34,024 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    25,000
  • Common Stock

    (indirect: By Trust)
    10,000
  • Common Stock

    (indirect: By Trust)
    25,000
Footnotes (6)
  • [F1]Restricted stock units vest on May 18, 2021, subject to the Reporting Person's continued service to the Issuer.
  • [F2]Includes 19,759 shares of common stock underlying unvested restricted stock units that vest based on the achievement of certain time-based milestones.
  • [F3]Represents securities owned directly by Norman and Sally Ravich Family Trust ("NSR Trust"). Mr. Ravich, as the trustee of NSR Trust, may be deemed to beneficially own the securities owned directly by NSR Trust.
  • [F4]Represents securities owned directly by Alexander Coleman Ravich 1991 Irrevocable Trust ("ACR Trust"). Mr. Ravich, as the trustee of ACR Trust, may be deemed to beneficially own the securities owned directly by ACR Trust.
  • [F5]Represents securities owned directly by Alyssa Danielle Ravich 1991 Irrevocable Trust ("ADR Trust"). Mr. Ravich, as the trustee of ADR Trust, may be deemed to beneficially own the securities owned directly by ADR Trust.
  • [F6]Stock options vest on May 18, 2021, subject to the Reporting Person's continued service to the Issuer.

Documents

1 file
  • 4
    wf-form4_159000721396814.xmlPrimary

    FORM 4