Fallon Katherine Beirne 4
4 · ANNALY CAPITAL MANAGEMENT INC · Filed May 22, 2020
Insider Transaction Report
Form 4
Fallon Katherine Beirne
Director
Transactions
- Award
Deferred Stock Units
2020-05-20+22,551→ 38,143 total→ Common Stock (22,551 underlying) - Exercise/Conversion
Deferred Stock Units
2020-05-22−7,796→ 30,347 total→ Common Stock (7,796 underlying) - Exercise/Conversion
Common Stock
2020-05-22+7,796→ 23,434 total
Footnotes (2)
- [F1]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
- [F2]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.