SEGALAS DONNELL 4

4 · ANNALY CAPITAL MANAGEMENT INC · Filed May 22, 2020

Form 4

Period: 2020-05-20

Director

Transactions

Award
Deferred Stock Units
2020-05-20+22,551→ 147,640 total
→ Common Stock (22,551 underlying)

Holdings

Footnotes (6)

[F1]Represents shares of Common Stock held by The Hercules Segalas Irrevocable Trust (the "Segalas Trust") for the benefit of an immediate family member of the reporting person. The reporting person is sole trustee of the Segalas Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Segalas Trust.
[F2]Represents shares of Common Stock held by The Katherine Lacy Segalas Devlin Irrevocable Trust (the "Devlin Trust") for the benefit of an immediate family member of the reporting person. The reporting person is co-trustee of the Devlin Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Devlin Trust.
[F3]Represents shares of Common Stock held jointly with daughter.
[F4]Represents shares of Common Stock held by daughter. The reporting person disclaims beneficial ownership of these shares.
[F5]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.
[F6]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 38,473 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.

Documents

1 file