Lindstrand Staffan 4

Accession 0001628280-20-014282

CIK 0001127537other

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 4:15 PM ET

Size

26.7 KB

Accession

0001628280-20-014282

Form 4

Period: 2020-10-05

Director

Transactions

Conversion
Common Stock
2020-10-05+13,252→ 13,252 total(indirect: See Footnote)
Conversion
Common Stock
2020-10-05+78,550→ 1,116,724 total(indirect: See Footnote)
Conversion
Series C-1 Preferred Stock
2020-10-05−13,252→ 0 total(indirect: See Footnote)
→ Common Stock (13,252 underlying)
Conversion
Series C-1 Preferred Stock
2020-10-05−870,277→ 0 total(indirect: See Footnote)
→ Common Stock (870,277 underlying)
Conversion
Series D-1 Preferred Stock
2020-10-05−167,897→ 0 total(indirect: See Footnote)
→ Common Stock (167,897 underlying)
Conversion
Series E-1 Preferred Stock
2020-10-05−78,550→ 0 total(indirect: See Footnote)
→ Common Stock (78,550 underlying)
Conversion
Common Stock
2020-10-05+870,277→ 870,277 total(indirect: See Footnote)
Conversion
Common Stock
2020-10-05+167,897→ 1,038,174 total(indirect: See Footnote)
Conversion
Common Stock
2020-10-05+2,556→ 15,808 total(indirect: See Footnote)
Conversion
Common Stock
2020-10-05+1,196→ 17,004 total(indirect: See Footnote)
Conversion
Series D-1 Preferred Stock
2020-10-05−2,556→ 0 total(indirect: See Footnote)
→ Common Stock (2,556 underlying)
Conversion
Series E-1 Preferred Stock
2020-10-05−1,196→ 0 total(indirect: See Footnote)
→ Common Stock (1,196 underlying)

Footnotes (3)

[F1]The shares are directly held by HealthCap V, L.P. ("HCLP"). HealthCap V GP SA ("HCSA") is the sole general partner of HCLP. HCSA has voting and dispositive power over the shares held by HCLP. The Reporting Person, a member of HCSA, may be deemed to possess voting and dispositive power over the shares held by HCLP and may be deemed to have indirect beneficial ownership of the shares held by such entities. The Reporting Person disclaims beneficial ownership of shares held by HCLP except to the extent of any pecuniary interest therein.
[F2]The shares are directly held by OFCO Club V ("OFCO"). OFP V Advisor AB ("OFP V AB") is a member of OFCO and has voting and dispositive control over the shares held by OFCO. The Reporting Person, a member of OFP V AB, may be deemed to possess voting and dispositive control over the shares held by OFCO and may be deemed to have indirect beneficial ownership of the shares held by OFCO. The Reporting Person disclaims beneficial ownership of the shares held by OFCO.
[F3]The Issuer's preferred stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.

Documents

1 file

Pulmonx Corp

CIK 0001127537

Entity typeother