4//SEC Filing
Ogren John Kirk JR 4
Accession 0001628280-20-016123
CIK 0001614806other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 5:15 PM ET
Size
11.8 KB
Accession
0001628280-20-016123
Insider Transaction Report
Form 4
Ogren John Kirk JR
Director
Transactions
- Award
Common Stock, par value $0.01 per share
2020-11-06$8.10/sh+2,000$16,190→ 40,002.886 total - Award
Common Stock, par value $0.01 per share
2020-11-06$7.99/sh+1,000$7,990→ 38,002.886 total - Award
Common Stock, par value $0.01 per share
2020-11-09$9.72/sh+1,029$10,002→ 41,031.886 total
Holdings
- 102.704(indirect: By daughter)
Common Stock, par value $0.01 per share
- 102.704(indirect: By son)
Common Stock, par value $0.01 per share
- 102.704(indirect: By daughter)
Common Stock, par value $0.01 per share
- 1,500
7.25% Convertible Notes due 2024
Exercise: $14.47From: 2023-04-30Exp: 2024-04-30→ Common Stock, par value $0.01 per share (2,591.85 underlying)
Footnotes (4)
- [F1]Includes 102.704 shares acquired on September 21, 2020 by transfer from an indirect beneficial ownership account.
- [F2]Payment of director fees for third quarter ended September 30, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of August 14, 2020.
- [F3]The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7279 shares of the Issuer's common stock per $25.00 principal amount of the Notes (equivalent to a conversion price of approximately $14.47 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes.
- [F4]Calculated based on the conversion rate of 1.7279 shares of the Issuer's common stock per $25.00 principal amount of Notes.
Documents
Issuer
Great Ajax Corp.
CIK 0001614806
Entity typeother
Related Parties
1- filerCIK 0001633199
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 5:15 PM ET
- Size
- 11.8 KB