Maverick Capital Ventures, LLC 3
3 · Seer, Inc. · Filed Dec 3, 2020
Insider Transaction Report
Form 3
Seer, Inc.SEER
Maverick Capital Ventures, LLC
10% Owner
Holdings
- (indirect: See footnote)
Series D-1 Convertible Preferred Stock
→ Class A Common Stock (242,204 underlying) - (indirect: See footnote)
Series A Convertible Preferred Stock
→ Class A Common Stock (777,593 underlying) - (indirect: See footnote)
Series D Convertible Preferred Stock
→ Class A Common Stock (179,192 underlying) - (indirect: See footnote)
Series A Convertible Preferred Stock
→ Class A Common Stock (1,280,724 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Class A Common Stock (265,434 underlying) - (indirect: See footnote)
Series D Convertible Preferred Stock
→ Class A Common Stock (326,269 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Class A Common Stock (700,762 underlying) - (indirect: See footnote)
Series C Convertible Preferred Stock
→ Class A Common Stock (145,780 underlying) - (indirect: See footnote)
Series D-1 Convertible Preferred Stock
→ Class A Common Stock (131,627 underlying) - (indirect: See footnote)
Class B Common Stock
→ Class A Common Stock (61,789 underlying) - (indirect: See footnote)
Series B Convertible Preferred Stock
→ Class A Common Stock (1,275,928 underlying) - (indirect: See footnote)
Class B Common Stock
→ Class A Common Stock (101,761 underlying)
Footnotes (8)
- [F1]Each share of Series A Convertible Preferred Stock shall automatically convert into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
- [F2]The reported shares are held of record by Maverick Ventures Investment Fund, L.P. ("Maverick Ventures Fund"). Maverick Capital Ventures, LLC (Maverick Ventures) is the general partner of Maverick Ventures Fund. As the Managing Partners of Maverick Ventures, Lee S. Ainslie III and David B. Singer, a director of the Issuer, share voting and dispositive power with respect to the shares held by Maverick Ventures Fund. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.
- [F3]Each share of Series B Convertible Preferred Stock shall automatically convert into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
- [F4]Each share of Series C Convertible Preferred Stock shall automatically convert into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
- [F5]Each share of Series D Convertible Preferred Stock shall automatically convert into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
- [F6]Each share of Series D-1 Convertible Preferred Stock shall automatically convert into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
- [F7]Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
- [F8]The reported shares are held of record by Maverick Advisors Fund, L.P. ("Maverick Advisors"). Maverick Ventures is the general partner of Maverick Advisors. As the Managing Partners of Maverick Ventures, Messrs. Ainslie and Singer share voting and dispositive power with respect to the shares held by Maverick Advisors. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.