RAVICH MARK H 4

4 · ROCKWELL MEDICAL, INC. · Filed Dec 9, 2020

Form 4

Period: 2020-12-07

Director

Transactions

Other
Common Stock
2020-12-07$1.22/sh−219,905$269,164→ 0 total(indirect: By Trust)
Other
Common Stock
2020-12-07$1.22/sh+219,905$269,164→ 219,905 total(indirect: By Trust)

Holdings

Footnotes (6)

[F1]Represents the transfer of shares of common stock from Cindy Libman Irrevocable Trust ("CL Trust") to Revocable Trust of Mark H Ravich ("MHR Trust"). The Reporting Person is the trustee of each of the CL Trust and the MHR Trust. The Reporting Person's total beneficial ownership in the Issuer has not changed, as he was the beneficial owner of these shares both before and after the transfer reported herein.
[F2]Represents securities owned directly by CL Trust. Mr. Ravich, as the trustee of CL Trust, may be deemed to beneficially own the securities owned directly by CL Trust.
[F3]Represents securities owned directly by Revocable Trust of Mark H Ravich ("MHR Trust"). Mr. Ravich, as the trustee of MHR Trust, may be deemed to beneficially own the securities owned directly by MHR Trust.
[F4]Includes 30,800 shares of common stock underlying unvested restricted stock units that vest based on the achievement of certain time-based milestones.
[F5]Represents securities owned directly by Alexander Coleman Ravich 1991 Irrevocable Trust ("ACR Trust"). Mr. Ravich, as the trustee of ACR Trust, may be deemed to beneficially own the securities owned directly by ACR Trust.
[F6]Represents securities owned directly by Alyssa Danielle Ravich 1991 Irrevocable Trust ("ADR Trust"). Mr. Ravich, as the trustee of ADR Trust, may be deemed to beneficially own the securities owned directly by ADR Trust.

Documents

1 file