AINSLIE LEE S III 4

Accession 0001628280-20-017352

CIK 0001726445other

View on SEC.gov Company Profile

Filed

Dec 9, 7:00 PM ET

Accepted

Dec 10, 4:18 PM ET

Size

36.7 KB

Accession

0001628280-20-017352

Insider Transaction Report

Form 4

Period: 2020-12-08

Seer, Inc.SEER

Maverick Capital Ventures, LLC

10% Owner

Transactions

Conversion
Series B Convertible Preferred Stock
2020-12-08−1,275,928→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,275,928 underlying)
Conversion
Series A Convertible Preferred Stock
2020-12-08−777,593→ 0 total(indirect: See footnote)
→ Class A Common Stock (777,593 underlying)
Conversion
Series D Convertible Preferred Stock
2020-12-08−326,269→ 0 total(indirect: See footnote)
→ Class A Common Stock (326,269 underlying)
Conversion
Series D-1 Convertible Preferred Stock
2020-12-08−131,627→ 0 total(indirect: See footnote)
→ Class A Common Stock (131,627 underlying)
Conversion
Class A Common Stock
2020-12-08+1,934,954→ 1,934,954 total(indirect: See footnote)
Conversion
Series D-1 Convertible Preferred Stock
2020-12-08−242,204→ 0 total(indirect: See footnote)
→ Class A Common Stock (242,204 underlying)
Conversion
Series C Convertible Preferred Stock
2020-12-08−145,780→ 0 total(indirect: See footnote)
→ Class A Common Stock (145,780 underlying)
Conversion
Series D Convertible Preferred Stock
2020-12-08−179,192→ 0 total(indirect: See footnote)
→ Class A Common Stock (179,192 underlying)
Conversion
Class A Common Stock
2020-12-08+3,390,559→ 3,390,559 total(indirect: See footnote)
Conversion
Series A Convertible Preferred Stock
2020-12-08−1,280,724→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,280,724 underlying)
Conversion
Series C Convertible Preferred Stock
2020-12-08−265,434→ 0 total(indirect: See footnote)
→ Class A Common Stock (265,434 underlying)
Conversion
Series B Convertible Preferred Stock
2020-12-08−700,762→ 0 total(indirect: See footnote)
→ Class A Common Stock (700,762 underlying)

Maverick Advisors Fund, L.P.

10% Owner

Transactions

Conversion
Series C Convertible Preferred Stock
2020-12-08−145,780→ 0 total(indirect: See footnote)
→ Class A Common Stock (145,780 underlying)
Conversion
Series D-1 Convertible Preferred Stock
2020-12-08−131,627→ 0 total(indirect: See footnote)
→ Class A Common Stock (131,627 underlying)
Conversion
Class A Common Stock
2020-12-08+3,390,559→ 3,390,559 total(indirect: See footnote)
Conversion
Series A Convertible Preferred Stock
2020-12-08−1,280,724→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,280,724 underlying)
Conversion
Series D Convertible Preferred Stock
2020-12-08−326,269→ 0 total(indirect: See footnote)
→ Class A Common Stock (326,269 underlying)
Conversion
Series D-1 Convertible Preferred Stock
2020-12-08−242,204→ 0 total(indirect: See footnote)
→ Class A Common Stock (242,204 underlying)
Conversion
Series D Convertible Preferred Stock
2020-12-08−179,192→ 0 total(indirect: See footnote)
→ Class A Common Stock (179,192 underlying)
Conversion
Class A Common Stock
2020-12-08+1,934,954→ 1,934,954 total(indirect: See footnote)
Conversion
Series B Convertible Preferred Stock
2020-12-08−1,275,928→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,275,928 underlying)
Conversion
Series C Convertible Preferred Stock
2020-12-08−265,434→ 0 total(indirect: See footnote)
→ Class A Common Stock (265,434 underlying)
Conversion
Series A Convertible Preferred Stock
2020-12-08−777,593→ 0 total(indirect: See footnote)
→ Class A Common Stock (777,593 underlying)
Conversion
Series B Convertible Preferred Stock
2020-12-08−700,762→ 0 total(indirect: See footnote)
→ Class A Common Stock (700,762 underlying)

Maverick Ventures Investment Fund, L.P.

10% Owner

Transactions

Conversion
Series C Convertible Preferred Stock
2020-12-08−265,434→ 0 total(indirect: See footnote)
→ Class A Common Stock (265,434 underlying)
Conversion
Class A Common Stock
2020-12-08+3,390,559→ 3,390,559 total(indirect: See footnote)
Conversion
Series B Convertible Preferred Stock
2020-12-08−1,275,928→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,275,928 underlying)
Conversion
Class A Common Stock
2020-12-08+1,934,954→ 1,934,954 total(indirect: See footnote)
Conversion
Series A Convertible Preferred Stock
2020-12-08−1,280,724→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,280,724 underlying)
Conversion
Series D Convertible Preferred Stock
2020-12-08−326,269→ 0 total(indirect: See footnote)
→ Class A Common Stock (326,269 underlying)
Conversion
Series D-1 Convertible Preferred Stock
2020-12-08−242,204→ 0 total(indirect: See footnote)
→ Class A Common Stock (242,204 underlying)
Conversion
Series A Convertible Preferred Stock
2020-12-08−777,593→ 0 total(indirect: See footnote)
→ Class A Common Stock (777,593 underlying)
Conversion
Series B Convertible Preferred Stock
2020-12-08−700,762→ 0 total(indirect: See footnote)
→ Class A Common Stock (700,762 underlying)
Conversion
Series C Convertible Preferred Stock
2020-12-08−145,780→ 0 total(indirect: See footnote)
→ Class A Common Stock (145,780 underlying)
Conversion
Series D-1 Convertible Preferred Stock
2020-12-08−131,627→ 0 total(indirect: See footnote)
→ Class A Common Stock (131,627 underlying)
Conversion
Series D Convertible Preferred Stock
2020-12-08−179,192→ 0 total(indirect: See footnote)
→ Class A Common Stock (179,192 underlying)

AINSLIE LEE S III

10% Owner

Transactions

Conversion
Series D-1 Convertible Preferred Stock
2020-12-08−242,204→ 0 total(indirect: See footnote)
→ Class A Common Stock (242,204 underlying)
Conversion
Series C Convertible Preferred Stock
2020-12-08−145,780→ 0 total(indirect: See footnote)
→ Class A Common Stock (145,780 underlying)
Conversion
Series D-1 Convertible Preferred Stock
2020-12-08−131,627→ 0 total(indirect: See footnote)
→ Class A Common Stock (131,627 underlying)
Conversion
Class A Common Stock
2020-12-08+1,934,954→ 1,934,954 total(indirect: See footnote)
Conversion
Series B Convertible Preferred Stock
2020-12-08−1,275,928→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,275,928 underlying)
Conversion
Series D Convertible Preferred Stock
2020-12-08−326,269→ 0 total(indirect: See footnote)
→ Class A Common Stock (326,269 underlying)
Conversion
Series A Convertible Preferred Stock
2020-12-08−777,593→ 0 total(indirect: See footnote)
→ Class A Common Stock (777,593 underlying)
Conversion
Series A Convertible Preferred Stock
2020-12-08−1,280,724→ 0 total(indirect: See footnote)
→ Class A Common Stock (1,280,724 underlying)
Conversion
Series D Convertible Preferred Stock
2020-12-08−179,192→ 0 total(indirect: See footnote)
→ Class A Common Stock (179,192 underlying)
Conversion
Class A Common Stock
2020-12-08+3,390,559→ 3,390,559 total(indirect: See footnote)
Conversion
Series C Convertible Preferred Stock
2020-12-08−265,434→ 0 total(indirect: See footnote)
→ Class A Common Stock (265,434 underlying)
Conversion
Series B Convertible Preferred Stock
2020-12-08−700,762→ 0 total(indirect: See footnote)
→ Class A Common Stock (700,762 underlying)

Footnotes (7)

[F1]Each share of Series A Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
[F2]Each share of Series B Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
[F3]Each share of Series C Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
[F4]Each share of Series D Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
[F5]Each share of Series D-1 Convertible Preferred Stock automatically converted into Class A Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
[F6]The reported shares are held of record by Maverick Ventures Investment Fund, L.P. ("Maverick Ventures Fund"). Maverick Capital Ventures, LLC (Maverick Ventures) is the general partner of Maverick Ventures Fund. As the Managing Partners of Maverick Ventures, Lee S. Ainslie III and David B. Singer, a director of the Issuer, share voting and dispositive power with respect to the shares held by Maverick Ventures Fund. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.
[F7]The reported shares are held of record by Maverick Advisors Fund, L.P. ("Maverick Advisors"). Maverick Ventures is the general partner of Maverick Advisors. As the Managing Partners of Maverick Ventures, Messrs. Ainslie and Singer share voting and dispositive power with respect to the shares held by Maverick Advisors. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer held of record by Maverick Ventures Fund except to the extent of any pecuniary interest therein.

Documents

1 file

4
wf-form4_160763512232981.xmlPrimary
FORM 4

Issuer

Seer, Inc.

CIK 0001726445

→

Entity typeother

Related Parties

filerCIK 0001286654

Filing Metadata

Form type: 4
Filed: Dec 9, 7:00 PM ET
Accepted: Dec 10, 4:18 PM ET
Size: 36.7 KB

View on SEC.gov