Hughes Duane 4
4 · Workhorse Group Inc. · Filed Jan 11, 2021
Insider Transaction Report
Form 4
Hughes Duane
President/COO
Transactions
- Exercise/Conversion
Common Stock, $0.001 par value per share
2021-01-07$5.28/sh+100,000$528,000→ 438,600 total - Tax Payment
Common Stock, $0.001 par value per share
2021-01-08$19.18/sh−18,515$355,118→ 320,085 total - Sale
Common Stock, $0.001 par value per share
2021-01-07$25.00/sh−100,000$2,500,000→ 338,600 total - Exercise/Conversion
Stock Options
2021-01-07$5.28/sh−100,000$528,000→ 250,000 totalExercise: $5.28From: 2017-06-30Exp: 2027-05-19→ Common Stock, $0.001 par value per share (100,000 underlying)
Holdings
- 50,000
Stock Options
Exercise: $0.97From: 2019-02-04Exp: 2024-02-04→ Common Stock, $0.001 par value per share (50,000 underlying) - 925,000
Stock Options
Exercise: $0.97From: 2019-03-31Exp: 2024-02-04→ Common Stock, $0.001 par value per share (925,000 underlying)
Footnotes (2)
- [F1]Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on December 31, 2020.
- [F2]The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.