Stapley Gregory K. 4

4 · CareTrust REIT, Inc. · Filed Jan 29, 2021

Form 4

Period: 2021-01-27

Director

Transactions

Holdings

Footnotes (4)

[F1]Represents restricted shares of common stock granted to the Reporting Person. 50% of the grant vests in three equal annual installments beginning on January 31, 2022 and the other 50% vests over three years based on the Issuer's satisfaction of certain performance criteria during such period.
[F2]These shares are directly owned by the Stapley Family Trust dated 4/25/2006 and indirectly by Gregory K. Stapley as Trustee of the Trust. Gregory K. Stapley is an officer of the Issuer.
[F3]Reflects the transfer of 14,336 shares previously directly owned by Deborah Stapley as custodian for the minor children of Gregory K. Stapley and Deborah Stapley under the California Uniform Transfers to Minors Act which were contributed to the Reporting Person's son upon reaching the age of 18.
[F4]These shares are directly owned by Deborah Stapley as custodian for the minor children of Gregory K. Stapley and Deborah Stapley under the California Uniform Transfers to Minors Act. Gregory K. Stapley is an officer of the Issuer. The Reporting Person disclaims beneficial ownership of the shares owned by his children, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for the purposes of Section 16 or any other purpose.

Documents

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