HERZOG THOMAS M 4
4 · HEALTHPEAK PROPERTIES, INC. · Filed Feb 8, 2021
Insider Transaction Report
Form 4
HERZOG THOMAS M
Executive Vice PresidentOther
Transactions
- Gift
Common Stock
2020-02-26−53,740→ 106,194 total - Gift
Common Stock
2020-03-05−31,335→ 74,859 total - Award
Common Stock
2021-02-04+154,342→ 304,249 total - Award
Common Stock
2021-02-04+71,531→ 375,780 total - Award
Common Stock
2021-02-04+9,458→ 385,238 total - Award
Common Stock
2021-02-04+4,385→ 389,623 total - Tax Payment
Common Stock
2021-02-04$30.55/sh−125,297$3,827,823→ 264,326 total - Award
Common Stock
2021-02-04+75,048→ 149,907 total
Holdings
- 190,048(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on February 4, 2021 (the "Determination Date"), resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date.
- [F2]Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule.
- [F3]Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2018. The performance conditions applicable to the award were determined to have been satisfied by the Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.
- [F4]Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on October 3, 2018. The performance conditions applicable to the award were determined to have been satisfied by the Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date.
- [F5]This forfeiture of shares to satisfy applicable tax withholding in connection with several of the awards referenced above and does not constitute a sale transaction. Pursuant to the applicable award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of such awards.
- [F6]Reflects the transfer by the reporting person of 85,075 shares of the Issuer's common stock in the aggregate to a family trust on February 26, 2020 and March 5, 2020, as separately reported in this Form 4.