Ogren John Kirk JR 4

4 · Great Ajax Corp. · Filed Mar 10, 2021

Form 4

Period: 2021-03-08

Director

Transactions

Award
Common Stock, par value $0.01 per share
2021-03-08$9.34/sh+1,070$9,994→ 42,691.231 total

Holdings

Common Stock, par value $0.01 per share
(indirect: By son)
104.442
Common Stock, par value $0.01 per share
(indirect: By daughter)
104.442
Common Stock, par value $0.01 per share
(indirect: By daughter)
104.442
7.25% Convertible Notes due 2024
Exercise: $14.47From: 2023-04-30Exp: 2024-04-30→ Common Stock, par value $0.01 per share (2,591.85 underlying)
1,500

Footnotes (5)

[F1]Payment of director fees for fourth quarter ended December 31, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of November 16, 2020.
[F2]Includes 589.345 shares acquired on November 30, 2020 under the Issuer's Dividend Reinvestment Plan.
[F3]Includes 1.738 shares acquired on November 30, 2020 under the Issuer's Dividend Reinvestment Plan.
[F4]The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7279 shares of the Issuer's common stock per $25.00 principal amount of the Notes (equivalent to a conversion price of approximately $14.47 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes.
[F5]Calculated based on the conversion rate of 1.7279 shares of the Issuer's common stock per $25.00 principal amount of Notes.

Documents

1 file