COLE STEPHEN 4

4 · FARO TECHNOLOGIES INC · Filed Apr 2, 2021

Form 4

Period: 2021-02-24

Director

Transactions

Award
Deferred Stock Units
2021-04-01+205→ 2,165 total
→ Common Stock (205 underlying)
Gift
Common Stock
2021-02-24−2,500→ 4,500 total(indirect: By Snow Powder Ridge Limited)

Holdings

Footnotes (5)

[F1]Held by Snow Powder Ridge Limited, a company owned by the reporting person, his wife and his children.
[F2]Held by Shanklin Investments in trust for the reporting person, who holds shares in trust from Snow Powder Ridge Limited, a company owned by the reporting person, his wife and his children.
[F3]Held by Seeonee Inc., a company indirectly owned by two trusts, of which the reporting person and his family members are the beneficiaries. The reporting person has sole investment control with respect to such shares of the Company's common stock.
[F4]Deferred stock units ("DSUs") granted pursuant to the FARO Technologies, Inc. (the "Company") 2014 Incentive Plan (the "Incentive Plan") and the FARO Technologies, Inc. 2018 Non-Employee Director Deferred Compensation Plan (the "Deferred Compensation Plan").
[F5]Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.

Documents

1 file