4//SEC Filing
Ogren John Kirk JR 4
Accession 0001628280-21-009819
CIK 0001614806other
Filed
May 10, 8:00 PM ET
Accepted
May 11, 4:37 PM ET
Size
10.9 KB
Accession
0001628280-21-009819
Insider Transaction Report
Form 4
Ogren John Kirk JR
Director
Transactions
- Award
Common Stock, par value $0.01 per share
2021-05-10$12.60/sh+4,000$50,400→ 47,245.481 total - Award
Common Stock, par value $0.01 per share
2021-05-10$12.67/sh+789$9,997→ 48,034.481 total
Holdings
- 106.029(indirect: By daughter)
Common Stock, par value $0.01 per share
- 1,500
7.25% Convertible Notes due 2024
Exercise: $14.47From: 2023-04-30Exp: 2024-04-30→ Common Stock, par value $0.01 per share (2,591.85 underlying) - 106.029(indirect: By son)
Common Stock, par value $0.01 per share
- 106.029(indirect: By daughter)
Common Stock, par value $0.01 per share
Footnotes (6)
- [F1]Granted pursuant to the 2014 Director Equity Plan; 2,000 shares vest immediately and the remaining 2,000 shares are subject to a one-year vesting period.
- [F2]Includes 554.250 shares acquired on March 31, 2021 under the Issuer's Dividend Reinvestment Plan.
- [F3]Payment of director fees for first quarter ended March 31, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 18, 2021.
- [F4]Includes 1.587 shares acquired on March 31, 2021 under the Issuer's Dividend Reinvestment Plan.
- [F5]The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7279 shares of the Issuer's common stock per $25.00 principal amount of the Notes (equivalent to a conversion price of approximately $14.47 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes.
- [F6]Calculated based on the conversion rate of 1.7279 shares of the Issuer's common stock per $25.00 principal amount of Notes.
Documents
Issuer
Great Ajax Corp.
CIK 0001614806
Entity typeother
Related Parties
1- filerCIK 0001633199
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 4:37 PM ET
- Size
- 10.9 KB