Ogren John Kirk JR 4

4 · Great Ajax Corp. · Filed May 11, 2021

Form 4

Period: 2021-05-10

Director

Transactions

Award
Common Stock, par value $0.01 per share
2021-05-10$12.60/sh+4,000$50,400→ 47,245.481 total
Award
Common Stock, par value $0.01 per share
2021-05-10$12.67/sh+789$9,997→ 48,034.481 total

Holdings

Common Stock, par value $0.01 per share
(indirect: By daughter)
106.029
7.25% Convertible Notes due 2024
Exercise: $14.47From: 2023-04-30Exp: 2024-04-30→ Common Stock, par value $0.01 per share (2,591.85 underlying)
1,500
Common Stock, par value $0.01 per share
(indirect: By son)
106.029
Common Stock, par value $0.01 per share
(indirect: By daughter)
106.029

Footnotes (6)

[F1]Granted pursuant to the 2014 Director Equity Plan; 2,000 shares vest immediately and the remaining 2,000 shares are subject to a one-year vesting period.
[F2]Includes 554.250 shares acquired on March 31, 2021 under the Issuer's Dividend Reinvestment Plan.
[F3]Payment of director fees for first quarter ended March 31, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 18, 2021.
[F4]Includes 1.587 shares acquired on March 31, 2021 under the Issuer's Dividend Reinvestment Plan.
[F5]The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7279 shares of the Issuer's common stock per $25.00 principal amount of the Notes (equivalent to a conversion price of approximately $14.47 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes.
[F6]Calculated based on the conversion rate of 1.7279 shares of the Issuer's common stock per $25.00 principal amount of Notes.

Documents

1 file