Phunware, Inc.·4

May 19, 4:17 PM ET

Manlunas Eric 4

4 · Phunware, Inc. · Filed May 19, 2021

Insider Transaction Report

Form 4
Period: 2021-05-17
Transactions
  • Sale

    Common Stock

    2021-05-17$1.32/sh30,000$39,618213,060 total
  • Sale

    Common Stock

    2021-05-17$1.27/sh50,000$63,740163,060 total
  • Sale

    Common Stock

    2021-05-18$1.38/sh3,700$5,106159,360 total
  • Sale

    Common Stock

    2021-05-18$1.35/sh30,000$40,542129,360 total
Holdings
  • Common Stock

    (indirect: By Wavemaker Partners II LP (f/k/a Siemer Ventures II LP))
    555,007
  • Common Stock

    (indirect: By Wavemaker Partners III LP)
    164,386
  • Common Stock

    (indirect: By Wavemaker Phunware Partners LP)
    184,296
  • Common Stock

    (indirect: By Kmeleon International Limited)
    329,037
Footnotes (5)
  • [F1]The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.32 to $1.335. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
  • [F2]The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.27 to $1.285. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
  • [F3]The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed.
  • [F4]The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.35 to $1.365. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
  • [F5]The Reporting Person is the managing partner of the referenced entity and accordingly is deemed the beneficial owner of the shares held by this organization.

Documents

1 file
  • 4
    wf-form4_162145543791687.xmlPrimary

    FORM 4