Fallon Katherine Beirne 4
4 · ANNALY CAPITAL MANAGEMENT INC · Filed May 21, 2021
Insider Transaction Report
Form 4
Fallon Katherine Beirne
Director
Transactions
- Award
Deferred Stock Units
2021-05-19+15,609→ 45,956 total→ Common Stock (15,609 underlying) - Exercise/Conversion
Common Stock
2021-05-20+11,275→ 34,709 total - Exercise/Conversion
Deferred Stock Units
2021-05-20−11,275→ 34,681 total→ Common Stock (11,275 underlying)
Footnotes (2)
- [F1]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.
- [F2]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.