ROCKWELL MEDICAL, INC.·4

Jun 22, 5:27 PM ET

RAVICH MARK H 4

4 · ROCKWELL MEDICAL, INC. · Filed Jun 22, 2021

Insider Transaction Report

Form 4
Period: 2021-06-17
Transactions
  • Award

    Common Stock

    2021-06-17+50,000253,604 total
  • Award

    Stock Option (Right to Buy)

    2021-06-17+72,85772,857 total
    Exercise: $0.90Exp: 2031-06-17Common Stock (72,857 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    16,000
  • Common Stock

    (indirect: By Trust)
    9,000
  • Common Stock

    (indirect: By Trust)
    219,905
Footnotes (5)
  • [F1]Restricted stock units vest on June 17, 2022, subject to the Reporting Person's continued service to the Issuer.
  • [F2]Represents securities owned directly by Alyssa Danielle Ravich 1991 Irrevocable Trust ("ADR Trust"). Mr. Ravich, as the trustee of ADR Trust, may be deemed to beneficially own the securities owned directly by ADR Trust.
  • [F3]Represents securities owned directly by Alexander Coleman Ravich 1991 Irrevocable Trust ("ACR Trust"). Mr. Ravich, as the trustee of ACR Trust, may be deemed to beneficially own the securities owned directly by ACR Trust.
  • [F4]Represents securities owned directly by Revocable Trust of Mark H Ravich ("MHR Trust"). Mr. Ravich, as the trustee of MHR Trust, may be deemed to beneficially own the securities owned directly by MHR Trust.
  • [F5]Stock options shall vest in accordance with the following vesting schedule: (1) one-half (fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2023; and (2) the final one-half (remaining fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2025, subject to the Reporting Person's continued service to the Issuer.

Documents

1 file
  • 4
    wf-form4_162439722360264.xmlPrimary

    FORM 4